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Broadridge announce record number of class action securities ‘mega-settlements’
15 March 2024
US Reporter Jack McRae

Globally, 15 separate class actions valued at over US $100 million each settled in 2023

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Broadridge releases SaaS-based futures and options trading platform
12 March 2024
US Reporter AST

The US-based solutions vendor indicates that the platform provides an integrated solution tailored for FCMs and agency brokers, offering pre-trade risk management, order routing and execution links to a range of listed derivatives markets

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WealthOS launches solution for SIPP providers
12 March 2024
UK Reporter Jack McRae

The software automates SIPP management, reducing costs and the operational risks of manual processing

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BNP Paribas introduces client e-learning tool for Securities Services business
11 March 2024
UK Reporter Sophie Downes

The modules will cover essential asset servicing topics, including custody, securities lending, investment funds and depositary services

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ARTEX has successful inaugural trading session
11 March 2024
Liechtenstein Reporter Jack McRae

ARTEX say that the trading session offers an indication of the potential to use art shares as an asset class.

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BCBS proposes action on “window dressing” in G-SIB reporting
07 March 2024
Switzerland Reporter Bob Currie

Basel Committee considers requiring banks falling into scope of the Global Systemically Important Bank (G-SIB) framework to report G-SIB indicators based on average values over the reporting year, rather than by using year-end values

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BNY Mellon to provide Arax company with custody and clearing services
05 March 2024
US Reporter Jack McRae

As part of the deal, Ashton Thomas, owned by Arax Investment Partners, will be able to use BNY Mellon’s Precision Direct Indexing

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