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FCA highlights AML failings in “Dear CEO” letter
06 March 2024
UK Reporter Bob Currie

The UK financial conduct regulator has written to company heads outlining weaknesses in their controls to prevent financial crime and instructing that they must take necessary steps to address these shortcomings

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FSB proposes steps to strengthen Too Big to Fail framework in Switzerland
29 February 2024
Switzerland Reporter Bob Currie

Following the Credit-Suisse-UBS merger, these measures include strengthening the G-SIB recovery and resolution framework and reinforcing the supervisory framework, invention powers and resources accorded to FINMA

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EFAMA asks FCA to further simplify recognition of EU retail funds
14 February 2024
Europe Reporter Jack McRae

The OFR outlines the process that European retail funds have to follow to gain, and keep, access to the UK market

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Clearstream release 2023’s CSDR settlement efficiency rates
31 January 2024
Global Reporter Jack McRae

The market platform says the rates represent an improvement in both value and volume settlement efficiency

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Fortune Prime Global picks TRAction
23 January 2024
Australia Reporter Lucy Carter

TRAction will provide over-the-counter derivative reporting compliance in line with Australian Securities and Investments Commission requirements

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ESAs publish DORA technical draft standards
18 January 2024
France Reporter Lucy Carter

The Digital Operational Resilience Act is expected to come into effect in January 2025

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AFME calls on European Parliament to show more ambition to deliver successful CMU
16 January 2024
Europe Reporter Jack McRae

AFME has welcomed a vote on the MiFID/R by the European Parliament

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