Regulation news

FCA takes pragmatic approach to MiFID II deadline
21 September 2017 | London | Reporter: Drew Nicol
The UK’s financial conduct authority has indicated it will accept a soft roll out of the second Markets in Financial Instruments Directive in January
Eurex to offer MiFID II simulations ahead of January deadline
08 September 2017 | Frankfurt | Reporter: Drew Nicol
Eurex is set to offer its clients access to a simulation trading environment later this month ahead of the MiFID II January deadline
CFTC extends position limit relief to two years
14 August 2017 | Washington DC | Reporter: Mark Dugdale
The CFTC will not enforce certain position aggregation requirements until 12 August 2019
First MiFID II position limits are set
14 August 2017 | Brussels | Reporter: Mark Dugdale
US regulators to work together on Volcker Rule
28 July 2017 | Washington DC | Reporter: Stephanie Palmer
FCA consults on SMR extension
26 July 2017 | London | Reporter: Stephanie Palmer
Clearstream sets sights on CSDR licence
17 July 2017 | Frankfurt | Reporter: Drew Nicol
Fend off reform fatigue, urges FSB
06 July 2017 | Hamburg | Reporter: Mark Dugdale
ESAs set the KID straight
05 July 2017 | London | Reporter: Stephanie Palmer
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FCA reveals final MiFID II rules
04 July 2017 | London | Reporter: Stephanie Palmer
MiFID II a threat to market liquidity
29 June 2017 | Warsaw | Reporter: Stephanie Palmer
MiFID II unbundling compliance will be last-minute scramble for 85 percent
23 June 2017 | London | Reporter: Stephanie Palmer
ICMA: NSFR will make EU repo less attractive
23 June 2017 | London | Reporter: Drew Nicol
Broadridge takes on SFTR reporting requirements
20 June 2017 | New York | Reporter: Stephanie Palmer
European regulations still causing confusion
14 June 2017 | Berlin | Reporter: Stephanie Palmer
EC proposes ‘two-tier’ approach to CCP regulation
13 June 2017 | Brussels | Reporter: Mark Dugdale
European Commission hands more power to ESMA after CMU review
09 June 2017 | Brussels | Reporter: Stephanie Palmer
US Financial CHOICE Act passes House of Representatives
09 June 2017 | Washington DC | Reporter: Drew Nicol
FCA releases results of dividend arbitrage review
07 June 2017 | London | Reporter: Mark Dugdale
Accuity wins Afghan screening mandate
05 June 2017 | London | Reporter: Stephanie Palmer
Deutsche Bank fined $41m for lack of anti-money laundering deficiencies
31 May 2017 | Washington DC | Reporter: Drew Nicol
Profile Software enhances services ahead of MiFID II
19 May 2017 | Bern, Switzerland | Reporter: Becky Butcher
Shadow banking on the up, says FSB
12 May 2017 | London | Reporter: Mark Dugdale
Pension funds given three-year exemption to EMIR central clearing
05 May 2017 | Brussels | Reporter: Mark Dugdale
Geopolitics causing confusion in financial crime compliance
25 April 2017 | London | Reporter: Stephanie Palmer
DTCC pushes ahead with best-interest standards despite regulatory delay
21 April 2017 | New York | Reporter: Stephanie Palmer
European Parliament takes steps to bolster vulnerable MMFs
10 April 2017 | Brussels | Reporter: Stephanie Palmer
Carney: Brexit challenges responsible financial globalisation
07 April 2017 | London | Reporter: Mark Dugdale
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Features
The latest features from Asset Servicing Times
Brexit has meant some difficult decisions for UK-based financial services firms. Stephanie Palmer-Derrien asks whether Ireland could be the answer
Mark Baker of SimCorp assesses the results of two recent surveys to gauge what matters most when optimising collateral and controlling liquidity
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Jay Patani of software company ITRS looks at how financial institutions of all shapes and sizes can reduce reputational risk in their trading systems
As the FCA consults on the potential expansion of its Senior Management and Certification Regime, Stephanie Palmer gauges the initial reactions
In a climate of regulatory change, cost pressures and cyber threats, the network management industry will be at its strongest if it sticks together. Stephanie Palmer reports from The Network Forum in Warsaw
Regulation and technology were still the hottest topics in town at Fund Forum International in Berlin. Stephanie Palmer reports
As the active-passive fund debate reaches fever pitch, there is a third option, says Broadridge’s Stephanie Clarke
Asset managers are increasingly relying on data, and the service providers that can manage it, heard attendees at London’s TSAM conference
Country profiles
The latest country profiles from Asset Servicing Times
The Asian market may be improving on the harmonisation front, but the situation is still far from ideal. Experts discuss what there is still left to do
Brazil is hogging the limelight from its South American neighbours. But, although reforms are in full swing, there is still work to be done
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No nation is an island, and the Polish CSD has post-trade services to cater to all of Central and Eastern Europe, says KDPW’s Iwona Sroka
In a region as geographically, culturally and economically diverse as Asia, funds passports have a tricky road ahead if they’re to redefine the industry
Amid cross-border restrictions and tightened belts, Luxembourg’s kingdom of real estate investment won’t be crumbling any time soon
The Chinese market has taken a knock to its confidence, but despite its size, it is still merely an emerging market, and must take these setbacks in its stride
Rich in sunshine, cork hats and tired clichés, Australia’s funds industry doesn’t buck the trend, boasting record levels of assets under custody
As the Saudi Arabian stock exchange finally opens its doors to foreign investments, the influx from abroad will be in baby steps, not leaps and bounds
Interviews
The latest interviews from Asset Servicing Times