Regulation news

MiFID II unbundling compliance will be last-minute scramble for 85 percent
23 June 2017 | London | Reporter: Stephanie Palmer
Asset managers are cutting it fine in compliance with research unbundling rules under MiFID II, with 85 percent saying they expect to be compliant in Q4 2017 or later, ahead of the January 2018 deadline
ICMA: NSFR will make EU repo less attractive
23 June 2017 | London | Reporter: Drew Nicol
The association also point to increased automation of highly manual and labour-intensive processes of the market as a way to mitigate rising costs and create efficiencies
Broadridge takes on SFTR reporting requirements
20 June 2017 | New York | Reporter: Stephanie Palmer
Broadridge is addressing trade reporting requirements set to come in with the Securities Financing Transaction Regulation, launching a new solution spanning the entire reporting lifecycle
European regulations still causing confusion
14 June 2017 | Berlin | Reporter: Stephanie Palmer
EC proposes ‘two-tier’ approach to CCP regulation
13 June 2017 | Brussels | Reporter: Mark Dugdale
European Commission hands more power to ESMA after CMU review
09 June 2017 | Brussels | Reporter: Stephanie Palmer
US Financial CHOICE Act passes House of Representatives
09 June 2017 | Washington DC | Reporter: Drew Nicol
FCA releases results of dividend arbitrage review
07 June 2017 | London | Reporter: Mark Dugdale
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Accuity wins Afghan screening mandate
05 June 2017 | London | Reporter: Stephanie Palmer
Deutsche Bank fined $41m for lack of anti-money laundering deficiencies
31 May 2017 | Washington DC | Reporter: Drew Nicol
Profile Software enhances services ahead of MiFID II
19 May 2017 | Bern, Switzerland | Reporter: Becky Butcher
Shadow banking on the up, says FSB
12 May 2017 | London | Reporter: Mark Dugdale
Pension funds given three-year exemption to EMIR central clearing
05 May 2017 | Brussels | Reporter: Mark Dugdale
Geopolitics causing confusion in financial crime compliance
25 April 2017 | London | Reporter: Stephanie Palmer
DTCC pushes ahead with best-interest standards despite regulatory delay
21 April 2017 | New York | Reporter: Stephanie Palmer
European Parliament takes steps to bolster vulnerable MMFs
10 April 2017 | Brussels | Reporter: Stephanie Palmer
Carney: Brexit challenges responsible financial globalisation
07 April 2017 | London | Reporter: Mark Dugdale
Opus launches KYC solution
04 April 2017 | London | Reporter: Stephanie Palmer
Bloomberg wins Italian reg mandate
03 April 2017 | Turin | Reporter: Stephanie Palmer
MiFID II challenges abound
22 March 2017 | Luxembourg | Reporter: Stephanie Palmer
Maijoor: Brexit cannot mean regulatory competition
21 March 2017 | Luxembourg | Reporter: Stephanie Palmer
EU market participants too busy for CMU
20 March 2017 | Brussels | Reporter: Drew Nicol
Irish fund admins warned to buck up on outsourcing
16 March 2017 | Dublin | Reporter: Stephanie Palmer
FINMA approves first derivatives trade repository
14 March 2017 | Zurich | Reporter: Stephanie Palmer
EC unveils PRIIPs RTS amendments
09 March 2017 | Brussels | Reporter: Stephanie Palmer
NEX launches cross-regulation reporting platform
09 March 2017 | London | Reporter: Stephanie Palmer
ITAS: UCITS V not smooth sailing yet
02 March 2017 | Luxembourg | Reporter: Stephanie Palmer
LSEG-Deutsche Börse merger hits new roadblock
27 February 2017 | London | Reporter: Stephanie Palmer
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Features
The latest features from Asset Servicing Times
The EU’s General Data Protection Regulation is now less than a year away, and affected firms still have much to do, heard attendees at GAIM London
As the active-passive fund debate reaches fever pitch, there is a third option, says Broadridge’s Stephanie Clarke
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Asset managers are increasingly relying on data, and the service providers that can manage it, heard attendees at London’s TSAM conference
As the long-standing Barclays Point risk analytics solution winds down to retirement, investment managers have some tricky decisions to make, according to Confluence’s Katie Kiss
Fund administrators could be best off leaving back-office technology upgrades to the professionals, says Kelly Ashe of Pacific Fund Systems
In the search for alpha, appointing an investment fund and a management company can bring myriad benefits, says Eduard von Kymmel of VP Bank
Fund distribution is entering the digital age, and so can traditional service providers. Fundsquare’s Paolo Brignardello explains
Blockchain may be the talk of the town, but before the industry starts moving ahead, it has to figure out in which direction it will go
Country profiles
The latest country profiles from Asset Servicing Times
The Asian market may be improving on the harmonisation front, but the situation is still far from ideal. Experts discuss what there is still left to do
Brazil is hogging the limelight from its South American neighbours. But, although reforms are in full swing, there is still work to be done
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No nation is an island, and the Polish CSD has post-trade services to cater to all of Central and Eastern Europe, says KDPW’s Iwona Sroka
In a region as geographically, culturally and economically diverse as Asia, funds passports have a tricky road ahead if they’re to redefine the industry
Amid cross-border restrictions and tightened belts, Luxembourg’s kingdom of real estate investment won’t be crumbling any time soon
The Chinese market has taken a knock to its confidence, but despite its size, it is still merely an emerging market, and must take these setbacks in its stride
Rich in sunshine, cork hats and tired clichés, Australia’s funds industry doesn’t buck the trend, boasting record levels of assets under custody
As the Saudi Arabian stock exchange finally opens its doors to foreign investments, the influx from abroad will be in baby steps, not leaps and bounds
Interviews
The latest interviews from Asset Servicing Times