My client, a tier 1 investment bank is seeking a Vice President of Operational Risk to join their growing risk management team. This individual will assume responsibility for the implementation and continued development of the ORM framework across FX and Equities trading desks. The ideal candidate will be a seasoned Operational Risk individual with in-depth working knowledge of front to back trading processes.
Implementation and continued development of the ORM framework across sales and trading businesses
Assume responsibility for the identification, management, and Reporting of the Operational Risk profile to senior management
Lead oversight reviews of the ORM framework in relation to specific LOB
Lead and execute annual risk assessments
Identification of external and internal Operational Risk events
Act as a trusted partner to business leaders to provide advisory on new products and business initiatives while maintaining the overall risk appetite
Ensure Operational Risk principles are being implemented in accordance with the overall framework.
10+ years within Operational Risk, Product Control, Audit, or Compliance in a Sales and Trading function
Global Banking/ Markets experience a plus
Expertise with front to back sales and trading functions; trade entry to settlements
In depth knowledge with Equities, FX, or Derivatives
Collaborative team player
Leadership experience a plus