MiFID II TCA/Best Ex/Transparency PM& BA

HornbyChapman Ltd


26 May 2017

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Our client, a global financial services Tier 1 bank, requires a MiFID II Project Manager and Business Analyst in regulatory change to lead MiFID II implementation activities across all front office asset classes (Equities, FX, Rates Credit+) to work within a dedicated regulatory change function (6+ months assignment)

The successful candidate will be an experienced project manager / business analyst in Financial Services with practical implementation experience in a front office environment of Regulatory/Legal change initiatives within the EEA region. Wide-ranging knowledge of MiFID II is a prerequisite with a detailed knowledge of Front Office Best Execution/TCA and Pre & post trade transparency requirements a distinct advantage.

Tasks will include:

Focus on MiFID II Transparency from a Business perspective

Outreach to external partners, plaftorms and execution venues to gather information

Liaising with external partners

Dealing with queries from all the internal groups and functions

Analysis & mapping work across all MiFID II workstreams

Analysis of regulatory publications i.e. trade associations’ papers, level 3 Q&As, regulators’ papers, NCA transposition documents, etc

Listening to internal and industry calls and summarising relevant points

Capturing new business / market structure requirements

Workflow changes analysis

New Business process review & testing

BRDs & FRDs enhancements and documentation maintenance/update
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