Compliance technology and data analytics firm SteelEye has been selected by CIAM, an investment management firm to provide trade surveillance, best execution and record keeping.
SteelEye will replace CIAM’s existing setup to future proof their regulatory requirements and adopt a more proactive approach to compliance.
Unifying a range of their compliance requirements on one platform enables CIAM to adopt a more holistic approach to compliance, according to SteelEye.
Additionally, SteelEye noted that CIAM will be able to future proof themselves for regulatory
change by having all of their regulatory trading data in one place.
Emmanuel Drujon, COO and risk manager of CIAM, commented: “We were looking for an independent vendor that would enable us to proactively manage our regulatory obligations.”
“We also wanted a solution that would allow us to respond to regulatory change quicker. SteelEye was the perfect fit,” Drujon added.
