Lucas Swertloff joins Broadridge as the Global Head of Custom Policy
15 July 2025 US
Image: Broadridge Financial Solutions
Broadridge Financial Solutions has announced the appointment of Lucas Swertloff as the global head of custom policy.
Swertloff will be based in New York and started his role at the firm on 7 July 2025.
In this newly created role, Swertloff will lead the creation and execution of custom proxy voting policies, oversee a team of research subject matter experts to provide data and analytics, and support go-to-market and client engagement strategies tied to the ProxyEdge platform.
Swertloff joins Broadridge from Glass Lewis & Co., where he was most recently serving as the director of client policy.
Swatika Rajaram, president of bank and broker-dealer solutions at Broadridge, comments: “We are thrilled to welcome Lucas to Broadridge, his deep expertise in policy development and client engagement will enhance our efforts in further democratizing the investor experience.
“His strong understanding of institutional investors’ needs for greater transparency, accurate data and analytics, and efficient workflows, makes him the ideal leader for this role.”
Swertloff will be based in New York and started his role at the firm on 7 July 2025.
In this newly created role, Swertloff will lead the creation and execution of custom proxy voting policies, oversee a team of research subject matter experts to provide data and analytics, and support go-to-market and client engagement strategies tied to the ProxyEdge platform.
Swertloff joins Broadridge from Glass Lewis & Co., where he was most recently serving as the director of client policy.
Swatika Rajaram, president of bank and broker-dealer solutions at Broadridge, comments: “We are thrilled to welcome Lucas to Broadridge, his deep expertise in policy development and client engagement will enhance our efforts in further democratizing the investor experience.
“His strong understanding of institutional investors’ needs for greater transparency, accurate data and analytics, and efficient workflows, makes him the ideal leader for this role.”
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