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Rautaruukki fined by NASDAQ OMX Helsinki
01 September 2014 Helsinki
Reporter: Catherine Van de Stouwe

A warning and a €100,000 fine has been issued to Rautaruukki Corporation for breaching the Rules of the Stock Exchange by NASDAQ OMX Helsinki...

Two new appointments for Avaloq
01 September 2014 London
Reporter: Catherine Van de Stouwe

Dr Enrico Ardielli has been promoted to group chief acquisition officer (CAO) for the Avaloq group...

LuxCSD's LEI service now operational
01 September 2014 Luxembourg
Reporter: Catherine Van de Stouwe

LuxCSD’s legal entity identifier (LEI) issuance service for Luxembourg-domiciled entities and investment funds is now operational and accessible through the LuxCSD website...

CTFC fines Merrill Lynch $1.2 million
29 August 2014 Washington DC
Reporter: Catherine Van de Stouwe

A $1.2 million penalty fine has been issued to Merrill Lynch, Pierce, Fenner & Smith (Merrill Lynch) for failing to diligently supervise its officers’, employees’ and agents’ processing of futures exchange and clearing fees charged to its custo

ABN AMRO joins PXE
29 August 2014 Amsterdam
Reporter: Catherine Van de Stouwe

ABN AMRO Clearing is offering clearing and settlement of trades to the Power Exchange Central Europe (PXE), becoming the 11th bank to join PXE...

Standard & Poor’s makes Asia Pacific moves
28 August 2014 Singapore
Reporter: Tammy Facey

Standard & Poor’s (S&P) has appointed Matthew Bosrock as executive managing director and head of Asia-Pacific, succeeding Dominic Crawley...

BM&FBovespa has bumper July
28 August 2014 Sao Paulo
Reporter: Mark Dugdale

Brazilian central counterparty (CCP) BM&FBovespa processed 121,284 securities lending transactions in July, beating June’s total of 108,422 by 12,862...

New Luxembourg managing director for J.P. Morgan
28 August 2014 Luxembourg
Reporter: Catherine Van de Stouwe

Amanda Cameron has been promoted to managing director and general manager of J. P. Morgan Bank in Luxembourg...

Dalglish’s transformation to SmartStream
28 August 2014 London
Reporter: Catherine Van de Stouwe

Tom Dalglish has joined SmartStream Technologies as the new head of transformation services...

Partnership to aid German/APAC trade
27 August 2014 London
Reporter: Catherine Van de Stouwe

A trade processing partnership has been signed between BNY Mellon, Helaba (Landesbank Hessen-Thuringen) and the G25, which represents the 25 largest Sparkassen in Germany...

Sizing up hedge funds
27 August 2014 Atlanta
Reporter: Catherine Van de Stouwe

The US is the dominant supplier of reported hedge fund products (38 percent) and assets (53 percent), according to eVestment Sizing’s 2013 Hedge Fund and Fund of Hedge Funds (FoHF) Universe report...

Citigroup fined for best execution failures
27 August 2014 Washington DC
Reporter: Catherine Van de Stouwe

Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving non-convertible preferred securities...