News search | Securities Finance Times

Generic business image for news articles

Irfan Hussain to leave Goldman Sachs for LSEG
10 August 2023 US
Reporter: Lucy Carter

The London Stock Exchange Group has appointed Irfan Hussain as chief information officer. He will start in this role in January 2024

BNY Mellon Pershing appoints Umar Zaman as head of strategy
09 August 2023 UK
Reporter: Klea Neza

Umar Zaman will now lead the development and execution of Pershing’s EMEA strategy

SEC fines 10 broker-dealers for record keeping failures
08 August 2023 US
Reporter: Bob Currie

The Securities and Exchange Commission has charged 10 broker-dealer firms with recordkeeping failures and violations relating to their use of electronic communications

Khushboo Chopra swaps Apex for TMF Group
08 August 2023 India
Reporter: Lucy Carter

Compliance and governance firm TMF Group has appointed Khushboo Chopra as head of business development for the India funds market

Kirat Rawel swaps Finastra for Quant
08 August 2023 UK
Reporter: Klea Neza

In her new role, Rawel will be responsible for designing and executing the firm's business development strategy and building out the sales function

Tradeweb and LSEG FXall collaborate on FX Swap Workflow
08 August 2023 UK
Reporter: Lucy Carter

The new multi-asset solution is designed to make the trading of emerging markets products more efficient for institutional investors. Through a single user interface, it links trading workflows in local currency EM bonds and FX swaps

UMBFS launches second RFS platform
08 August 2023 US
Reporter: Lucy Carter

UMB Financial Services’ Fund Services subsidiary has launched its second Registered Fund Solutions platform

Caroline Higgins to lead APAC GFS at Northern Trust
08 August 2023 Australia
Reporter: Lucy Carter

Based in Sydney, Australia, Higgins’ new role will focus on the expansion of the firm’s regional products and services for asset managers

MarketAxess Holdings set to acquire trading technology provider Pragma
07 August 2023 US
Reporter: Jenna Lomax

MarketAxess chose Pragma’s algorithmic platform to help it develop execution algorithms and data-driven analytics across all fixed-income products

Blackwattle Investment Partners picks Apex for custody services
07 August 2023 Australia
Reporter: Jenna Lomax

As part of the mandate, Apex will provide Blackwattle with technology-enabled fund administration, transfer agency, middle-office and custody solutions

Maarten Heukshorst to lead Custodiex
07 August 2023 London
Reporter: Lucy Carter

Heukshorst has close to three decades of experience in the industry, and joins Custodiex from BNY Mellon Pershing

Liam Healy to lead FE fundinfo
07 August 2023 UK
Reporter: Lucy Carter

Investment fund data and technology provider FE fundinfo has appointed Liam Healy as CEO, effective 4 September 2023