News search | Securities Finance Times

Generic business image for news articles

ESMA withdraws third-country recognition from UAE CCPs
26 July 2023 EU
Reporter: Bob Currie

The European Commission has highlighted “strategic deficiencies” in the UAE’s anti-money laundering and counter financing of terrorism regime and added the jurisdiction to its list of high-risk countries on 16 March 2023

Euronext rolls out TradeLog across Europe
26 July 2023 France
Reporter: Lucy Carter

Euronext has rolled out its employee trading monitoring tool TradeLog to European companies following a successful launch in Denmark and Norway

Federal Reserve Board hands out $268.5 million fine for Credit Suisse’s misconduct
26 July 2023 US
Reporter: Jenna Lomax

The Federal Reserve Board has announced a consent order and US$268.5 million fine with UBS Group AG for misconduct by Credit Suisse, which UBS subsequently acquired in June 2023

Anthony Edmonds appointed country head at Apex
26 July 2023 New Zealand
Reporter: Lucy Carter

In the role, Edmonds will be responsible for overseeing the distribution of the company’s single-source solution to New Zealand clients

big xyt and JSE launch big xyt ecosystems
26 July 2023 South Africa
Reporter: Lucy Carter

Data and analytics solutions provider big xyt has partnered with the Johannesburg Stock Exchange to launch big xyt ecosystems

Dave Scanlan promoted at J.P. Morgan
25 July 2023 Ireland
Reporter: Lucy Carter

J.P. Morgan has appointed Dave Scanlan as global head of fund services operations

Deutsche bank joins CLSNet
25 July 2023 UK
Reporter: Lucy Carter

CLSNet centralises and standardises post-trade processes across more than 120 currencies and a wide range of trade types, using a single common record in order to streamline post-trade matching and netting processes

Eamon Burns joins Ocorian
25 July 2023 Ireland
Reporter: Lucy Carter

Alternative fund services provider Ocorian has appointed Eamon Burns as global head of fund accounting

Karin Yorfido to lead Broadridge Canada
24 July 2023 Canada
Reporter: Lucy Carter

Broadridge Financial Solutions has appointed Karn Yorfido as president of Broadridge Canada. She replaces Michael Dignam, who is taking on an advisory role as vice chairman of the company

AccessFintech appoints Daur as global head
24 July 2023 US
Reporter: Carmella Haswell

Based in New York, Daur will lead the global buy-side strategy, product and sales with a focus on driving engagement and client success

Apex set to acquire AXESS Accounting Office
24 July 2023 Japan
Reporter: Lucy Carter

Apex Group has agreed to acquire Japan-based firm AXESS Accounting Office, subject to customary closing conditions

Nadine Bautista joins SX.com
24 July 2023 Philippines
Reporter: Lucy Carter

Financial services and fintech provider XS.com has appointed Nadine Bautista as country manager for the Philippines