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Roland Chai joins ISSA Board
07 February 2023 Switzerland
Reporter: Lucy Carter

Chai is currently executive vice president at Nasdaq and a member of its Clearing Board. He leads the company’s marketplace technology division, which provides purpose-built infrastructure solutions

Broadridge partners with Point Focal for data services
06 February 2023 US
Reporter: Jenna Lomax

As part of the mandate, Point Focal reports will be available on Broadridge’s NYFIX, an order-routing network platform, providing automated reports that combine relevant data, visual analytics and NLP

Alex Hase swaps SimCorp for Fenergo
06 February 2023 Germany
Reporter: Lucy Carter

Alex Hase has joined client lifecycle and customer journey management firm Fenergo as a regional director for the DACH region and managing director of Fenergo Germany

Ricky Maloney joins Sionic
06 February 2023 UK
Reporter: Lucy Carter

Based in London, he will be tasked with expanding the company’s buy-side footprint in North America and other regions

Caroline Butler leads BNY Mellon digital assets team
06 February 2023 US
Reporter: Lucy Carter

BNY Mellon has named Caroline Butler as head of digital assets. She reports to Roman Regelman, CEO of securities services and digital

Brian McCabe swaps State Street for Irish Funds
06 February 2023 Ireland
Reporter: Lucy Carter

McCabe has more than 25 years of experience in the funds industry, working within operations, product, innovation and commercialisation

Xceptor welcomes Neal Chatrath as head of sales for North America
06 February 2023 US
Reporter: Jenna Lomax

Data automation platform provider Xceptor has appointed Neal Chatrath as head of sales for North America

Pardeep Cassells joins HM Treasury’s Accelerated Settlement Taskforce
03 February 2023 UK
Reporter: Jenna Lomax

The taskforce was launched by the Chancellor in December 2022 to investigate the UK’s potential for faster settlement of financial trades

Standard Chartered approved for ‘wholly foreign owned’ securities firm in Beijing
03 February 2023 China
Reporter: Carmella Haswell

With an initial capital injection of US$155.6 million, the new firm Standard Chartered Securities (China) Limited will cover underwriting, asset management and brokerage activities, following CSRC approval

CFTC issues statement on cybersecurity breach at ION Cleared Derivatives
03 February 2023 UK
Reporter: AST

The US derivatives market watchdog indicated that it has been working with other financial regulators and impacted parties to understand how the cyber incident occurred and to ensure that other CFTC-regulated derivatives markets are not compromised

Esprow launches API management solution
03 February 2023 UK
Reporter: Lucy Carter

The service allows users to create, browse, manage, share and export FIX and non-FIX protocol specifications through a single platform

Zodia Custody and SBI to establish crypto asset venture in Japan
02 February 2023 Japan
Reporter: Lyndsey Young

The venture will act as a Japan-based crypto assets custodian, targeting institutional clients