News search | Securities Finance Times

Generic business image for news articles

EXCLUSIVE: SEC proposes amendments to Form N-PX under Investment Company Act
04 October 2021 US
Reporter: Jenna Lomax

The Securities and Exchange Commission is proposing to amend Form N-PX under the Investment Company Act of 1940 to enhance the information mutual funds and exchange-traded funds currently report annually regarding their proxy votes

Stuart Winny leaves Citibank for BNY Mellon
04 October 2021 UK
Reporter: Jenna Lomax

Winny has moved to BNY Mellon to take up the role of director and head of tax product development for custody and fund services

Intertrust Group expands private capital team
04 October 2021 UK
Reporter: Maddie Saghir

Intertrust Group has appointed Zoe Sheehan and Mark McKeary to strengthen and support its continued expansion into the private capital sector

KDPW reduces clearing, recording of securities, and corporate action fees
04 October 2021 Poland
Reporter: Maddie Saghir

KDPW, the CSD of Poland, is offering 13 temporary fee reductions in clearing, recording of securities, and corporate action processing from 1 October to 31 December 2021

James Lowry departs State Street
01 October 2021 US
Reporter: Jenna Lomax

Lowry, who became COO of Alpha in January 2020, has left State Street after more than 11 years of service

ALFI: The alternatives markets are getting ‘larger and larger’
01 October 2021 US
Reporter: Maddie Saghir

Fund distribution in the European economic area was a hot topic at the Association of the Luxembourg Fund Industry Digi Pulse USA Virtual Event

India’s MCX picks TCS for technology revamp and post-trade services
01 October 2021 India
Reporter: Jenna Lomax

The ?Multi Commodity Exchange India has selected Tata Consultancy Services to build its new?technology?core and grow its commodity derivatives market

NatWest Trustee and Depositary Services supports Dalmore Capital Fund
01 October 2021 UK
Reporter: Maddie Saghir

“We’re excited to be playing a key role for a client whose investment strategy reflects our own purpose-led strategy by investing in assets with strong ESG characteristics," says Matthew Hiscock

EACH responds to ESMA’s EMIR consultation
01 October 2021 Belgium
Reporter: Maddie Saghir

EACH believes guidance is needed for valuation reporting considering the importance of monitoring systemic risk in the financial system

ASX needs to place 'high priority' on operational risk and margin standards, says RBA
30 September 2021 Australia
Reporter: Jenna Lomax

The regulators say ASX needs to address some elements of its trading platform upgrade project as a 'high priority'

Jason Nabi joins Arqit
30 September 2021 UK
Reporter: Carmella Haswell

Arqit Quantum hires former BNP Paribas CEO and HSBC managing director Jason Nabi, as managing director of financial services

Apex launches digital marketing platform Apex Profilir
30 September 2021 UK
Reporter: Jenna Lomax

Apex Group has rebranded the Software-as-a-Solution (SaaS) Senasen platform as Apex Profilir, following its acquisition of the Senasen Group in June