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OCC cleared contract volume dips in March
02 April 2019 Chicago
Reporter: Maddie Saghir

OCC cleared contract volume declined 7 percent in March

Goldman Sachs fined by FCA over reporting
02 April 2019 London
Reporter: Jenna Lomax

Goldman Sachs has been fined £34,344,700 by the Financial Conduct Authority for failing to provide accurate and timely reporting relating to 220.2 million transaction reports

Sanlam chooses BNY Mellon’s Pershing for custody services
02 April 2019 London
Reporter: Jenna Lomax

Sanlam UK’s wealth management division has chosen BNY Mellon’s Pershing for custody, books and records services as well as outsourced trading services

BNY Mellon appoints Christoph Stähler
02 April 2019 London
Reporter: Maddie Saghir

BNY Mellon has appointed Christoph Stähler as head of trust and depositary Germany

DTCC expands Sponsored Service offering
01 April 2019 New York
Reporter: Maddie Saghir

DTCC’s plans to expand the Sponsored Service of its subsidiary FICC has been approved by the SEC

Forge Global expands custody capabilities
01 April 2019 San Francisco
Reporter: Jenna Lomax

Forge Global has acquired IRA Services to expand its private market service offerings, pending regulatory approval

SETL starts corporate reogranisation
01 April 2019 London
Reporter: Maddie Saghir

SETL will be focusing resources on developing and funding the establishment of the ID2S and IZNES platforms in Paris

KVG Universal-Investment bolsters team
01 April 2019 Frankfurt
Reporter: Jenna Lomax

Universal-Investment has appointed Christian Reitz as head of digital transformation, effective immediately

Nomura to set up securities joint venture in China
01 April 2019 Tokyo
Reporter: Maddie Saghir

Nomura has received approval from the China Securities Regulatory Commission (CSRC) to establish a joint venture in China

MiFID cost disclosure deadline represents a ‘stark reality’
01 April 2019 London
Reporter: Maddie Saghir

The MiFID II cost disclosure deadline represents a 'stark reality', according to one industry participant

Gen II Fund Services hires new COO
29 March 2019 New York
Reporter: Maddie Saghir

Gen II Fund Services hires a seasoned private equity operations executive as their new COO

Altor selects Aztec Group to service Altor Fund V
29 March 2019 London
Reporter: Maddie Saghir

Altor has selected Aztec Group to provide administration and depositary services to Altor Fund V