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NEX enlists Duco for MiFID II reconciliations requirements
07 June 2017 London
Reporter: Stephanie Palmer

NEX Regulatory Reporting is partnering with Duco, a data normalisation and reconciliation service provider, to aid its clients in compliance with MiFID II

Northern Trust’s Surgeon takes on Sydney operations
07 June 2017 Sydney
Reporter: Stephanie Palmer

Northern Trust has named Sally Surgeon as the new head of its Sydney office, in addition to her responsibilities as head of client services in Australasia

FCA releases results of dividend arbitrage review
07 June 2017 London
Reporter: Mark Dugdale

Some UK-based firms engaged in dividend arbitrage may not be identifying the risk posed by contrived or fraudulent trading for the purpose of making illegitimate withholding tax reclaims, according to the FCA

EC’s forced relocation of euro clearing would weaken financial stability, says FIA
07 June 2017 London
Reporter: Stephanie Palmer

The Futures Industry Association has expressed “grave concerns” about the European Commission’s plans to force relocation of euro clearing

New CCP system promises efficient collateral management
06 June 2017 Stockholm
Reporter: Mark Dugdale

Trading and clearing technology provider Cinnober has launched a risk management system for central counterparties

Misys and Message Automation tackle reg reporting
06 June 2017 London
Reporter: Mark Dugdale

Misys has built a regulatory reporting component for compliance with the second Markets in Financial Instruments Directive in conjunction with Broadridge’s Message Automation

NSD names MD for new tech business
05 June 2017 Moscow
Reporter: Stephanie Palmer

Russia’s National Settlement Depository has launched a new technological services business line, and appointed Alexander Nam to lead it as managing director

Accuity wins Afghan screening mandate
05 June 2017 London
Reporter: Stephanie Palmer

The First MicroFinance Bank, Afghanistan (FMFB-A) has selected Accuity to provide regulatory screening of customer accounts and cross-border transactions

DTCC appoints Matthew Stauffer as head of institutional trade processing
05 June 2017 New York
Reporter: Mark Dugdale

Stauffer, who will take up the role on 30 June, will be responsible for integrating DTCC’s middle-office trade processing solutions and leading new product development

BNY Mellon boosts Markets CEO to executive committee position
02 June 2017 New York
Reporter: Stephanie Palmer

Michelle Neal, CEO of BNY Mellon Markets, is set to join the bank’s executive committee

Frankfurt Stock Exchange gains new chair
02 May 2017 Frankfurt
Reporter: Drew Nicol

Michael Rüdiger is set to become the new chair of the Frankfurt Stock Exchange

Changing of the guard at GFT
01 June 2017 London
Reporter: Stephanie Palmer

Financial services consultancy GFT has formally appointed Marika Lulay as its new managing director and CEO, following a four-month transition period