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SEC fines 10 broker-dealers for record keeping failures
08 August 2023 US
Reporter: Bob Currie

The Securities and Exchange Commission has charged 10 broker-dealer firms with recordkeeping failures and violations relating to their use of electronic communications

BNP Paribas acquires Kantox
13 July 2023 EU
Reporter: Jamie Richards

The Paris-based firm has received all necessary regulatory approvals to acquire currency risk management fintech Kantox

FINBOURNE appoints Neil Ryan as head of product marketing and solution positioning
11 July 2023 UK
Reporter: Klea Neza

Former BNP Paribas Securities head, Neil Ryan has been appointed as lead product marketing and solution positioning at FINBOURNE

Aviva selects Clearwater Analytics to power its investment accounting operations
10 July 2023 UK
Reporter: Klea Neza

Aviva picks Clearwater as the solution for its investment accounting operations and regulatory reporting

Philippe Ruault named SLIB CEO
05 July 2023 France
Reporter: Lucy Carter

Securities software provider SLIB has appointed Philippe Ruault to CEO. He is based in Paris

Sionic welcomes Tina Wilkinson
04 July 2023 UK
Reporter: Jenna Lomax

Wilkinson has previously served in senior roles at financial services company Allianz, asset management company Threadneedle and BNP Paribas Asset Management

BNP Paribas Securities Services launches AI assistant
20 June 2023 France
Reporter: Jenna Lomax

The virtual assistant, NextGen Online (NOA), is based on the technology of Amelia, a conversational AI tool

EFAMA appoints Sandro Pierri as president
19 June 2023 United Kingdom
Reporter: Frances Jones

European Fund and Asset Management Association’s (EFAMA) has appointed Sandro Pierri (pictured), CEO of BNP Paribas Asset Management, as president for a two-year term

FIA Tech closes $25.4 million funding round
13 June 2023 US
Reporter: Klea Neza

Fia Tech closes US$25.4 million in a funding round led by six existing shareholders, including BNP Paribas

BNP Paribas connects to Luma for automated pricing and trading via its Smart Derivatives API
13 June 2023 US
Reporter: Jenna Lomax

As part of the mandate, Luma users will be able to view BNP Paribas’ indicative and final term sheets as well as regulatory documentation, fed automatically from BNP Paribas’ Smart Derivatives API

CLS names six new board directors
13 June 2023 US
Reporter: Lucy Carter

Financial market infrastructure group CLS has appointed six new members to its board of directors. The directors hold a number of senior roles across the industry

AlfaSec and PIVOT create alliance to support companies expanding into India and Singapore
01 June 2023 India, Singapore
Reporter: AST

The strategic alliance goes live from today and will support financial services companies and investors extending their footprint in Singapore, Gujarat International Financial Tec-city and other Indian locations