News search | Securities Finance Times

Generic business image for news articles

Apex Fund Services faces $350,000 fraud settlement
17 June 2016 Washington DC
Reporter: Stephanie Palmer

The US Securities and Exchange Commission has charged Apex Fund Services for failing to “heed red flags” and address fraudulent accounting on the part of two of its clients...

NeMa: Collaboration key to happy asset managers
16 June 2016 Dubrovnik
Reporter: Stephanie Palmer

Collaboration and communication is the most important aspect of network management for asset managers, according to a panel discussion and poll at NeMa...

NeMa: Regulation affecting custody costs
16 June 2016 Dubrovnik
Reporter: Stephanie Palmer

The way that custodians price their services is changing due to the onslaught of regulation, according to a panel session at NeMa...

BNP Paribas release new investment planning tool
16 June 2016 Paris
Reporter: Drew Nicol

BNP Paribas Securities Services has developed a platform to enable its clients to better manage environmental, social and governance factors in their investment planning...

Riguzzi to head SIX Exchange Regulation
16 June 2016 Zurich
Reporter: Drew Nicol

Corinne Riguzzi has been elected as the new head of SIX Exchange Regulation, from 1 January 2017...

NeMa: Industry backs AFME due diligence strategy
16 June 2016 Dubrovnik
Reporter: Stephanie Palmer

Banks and sub-custodians generally back the move to introduce a standardised due diligence questionnaire, devised by the Association for Financial Markets in Europe...

NeMa: Blockchain is a long game
15 June 2016 Dubrovnik
Reporter: Stephanie Palmer

Blockchain technology will not disrupt the financial services sector in the near term, according to panellists speaking at NeMa in Dubrovnik...

NeMa: Finish what T2S started
15 June 2016 Dubrovnik
Reporter: Stephanie Palmer

There is still much work to do to implement Target2-Securities and achieve the harmonisation that everyone desires, according to a panel at the NeMa Conference in Dubrovnik...

Russian sub-custody win for SGSS
15 June 2016 Moscow
Reporter: Stephanie Palmer

Societe Generale Securities Services has been selected by Credit Suisse to act as its sub-custody bank in Russia...

Axiom XL and SAP partner for data compliance
15 June 2016 London
Reporter: Stephanie Palmer

Regulatory reporting and risk management solution provider AxiomSL is partnering with SAP, an application software provider, to launch a solution for improving data management infrastructure for regulatory reporting...

Custody processes improving at BNP Paribas
14 June 2016 Paris
Reporter: Stephanie Palmer

BNP Paribas Securities Services is launching a new ‘Augmented Custody’ programme to improve custody and corporate actions processes...

Linedata improves reconciliation for managers
14 June 2016 Paris
Reporter: Stephanie Palmer

Linedata and Electra Information Systems are collaborating to simplify reconciliation processes for clients through integrating the Linedata Global Hedge portfolio management tool with Electra Reconciliation...