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How to manage regulatory divergence post Brexit

Simon Treacy, senior associate at Linklaters, highlights the challenge of navigating EU and UK financial regulation and discusses how technology can help chart a course to compliance

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Regulators see the bigger picture

Nick Moss of MarketAxess discusses the advantage regulators have when assessing data quality and how the industry can adopt a similar approach

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Are we there yet?

Brian Bollen talks to global bank Société Générale and post-trade vendor Torstone Technology about the latest updates on MiFIR, and why the journey toward its next review may still be a long one

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ISO 20022 XML standards are taking over transaction reporting

Cappitech reviews the move to the ISO 20022 XML standards occurring within transaction reporting regulation

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Transaction reporting with Brexit

Cappitech explores how the UK’s exit from the EU affects transaction reporting under the EMIR, MiFIR and SFTR

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Time is ticking

Point Nine’s Alan Dzhanaev and Afroditi Anthi discuss the biggest challenges for third country firms under MiFID II and how ready they will be for 31 December transition date

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Compliance Corner: FCA Market Watch 65

Cappitech discusses the Financial Conduct Authority’s continued focus on transaction reporting under MiFID II

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What lies ahead for asset managers and institutional investors?

Charles de Cerjat and Celine Cottet of Pictet explain how regulatory transformation is entering a consolidation phase of supervisory enforcement

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