The agreement between the two entities allows the bank to use Kaizen’s ReportShield Accuracy Testing to meet MiFIR reporting requirements
The platform will aid the bank with its reporting obligations across multiple regimes, including EMIR, MIFIR, SFTR and Dodd Frank
EMIR requires all counterparties to report details of any derivative contract they have concluded, modified or terminated
The report follows market structures between 2019 and 2022, placing a particular focus on the impact of Brexit and the UK’s “pivotal role” in equity markets
The UK financial regulator will extend temporary measures introduced in January 2022 relating to short sales reporting under UK RTS 22 and there will be no penalty for firms that fail to complete SFT fields and other indicators
This announcement extends HMT proposals advanced under the December 2022 “Edinburgh Reforms” that are designed to exploit the UK’s exit from the European Union to develop its own UK-tailored financial services legislation
The European Union’s financial markets watchdog has published a guide to post-trade transparency requirements and guidance regarding how to apply commitments under the Markets in Financial Instruments Regulation in a consistent way
The Association for Financial Markets in Europe has responded to the FCA’s proposed rule changes around the UK’s framework for commercial companies’ equity shares listing, published last week
Simon Treacy, senior associate at Linklaters, highlights the challenge of navigating EU and UK financial regulation and discusses how technology can help chart a course to compliance
Nick Moss of MarketAxess discusses the advantage regulators have when assessing data quality and how the industry can adopt a similar approach
Brian Bollen talks to global bank Société Générale and post-trade vendor Torstone Technology about the latest updates on MiFIR, and why the journey toward its next review may still be a long one
Cappitech reviews the move to the ISO 20022 XML standards occurring within transaction reporting regulation
Qomply, a regulatory technology company that has processed billions of transaction reports for more than 50 investment firms, sits firmly on the front line as it assists clients with their EMIR reporting journeys. Jenna Lomax spoke to the company’s Michelle Zak to find out how the industry is responding
Michael Hall talks to Jenna Lomax about what Spectrum Markets can offer the retail trading space, how the relationship between digital and traditional assets will continue to change, and if crypto derivatives should be monitored as part of ESG policy
Once financial services firms are through this swathe of regulation, they can start again with a clean sheet, says Mark John of Pershing
Experts say DLT has the potential to open the floor to all kinds of innovations if it can become a regulatory and legally integral part of Germany’s business
