The Dubai-based alternative investment firm is now live on Broadridge’s investment management platform, which provides the firm portfolio, order, and risk management.
Vicki Leonidis and Jean-Paul Joseph, who both join the firm as relationship managers, will be based in the firm’s Ontario and London office, respectively
These services will be distributed through its subsidiary SBI Shinsei International
Based in New York, Frank Troisewill assume the role of president of trading and connectivity solutions, as well as vice chairman of Broadridge Capital Markets
Issuers can use built-in Artificial Intelligence on Broadridge Investor Insights to help identify opportunities for increased investor engagement in the voting process
Broadridge’s platform will support the bank to meet the evolving requirements across multiple regulations, including MiFID, FinfraG, EMIR Refit and SFTR
Globally, 15 separate class actions valued at over US $100 million each settled in 2023
The programme demonstrates the interoperability of 22 independent distributed ledger applications in the capital markets domain, achieving the execution of more than 350 simulated transactions
Demand for reliable data to support a front-to-back digital operating model are being superimposed onto longstanding requirements for efficient safekeeping, analytics and trade lifecycle management
Klea Neza reviews the importance of data quality and automation within corporate actions
Market participants offer their predictions for what should be an eventful year
The efficacy of fund oversight operations has implications that spread far and wide. Lucy Carter discusses the current landscape, the changes that have been made and what needs to be done next
As T+1 looms, Broadridge’s David Smith shares his thoughts on what firms should be focusing on
Broadridge’s Samir Pandiri talks to Jenna Lomax about what to look out for at this year’s SIBOS, the ever-changing investment landscape, as well as the company’s plans for 2023
David Smith, capital markets practice lead at Broadridge Consulting Services, talks to Jenna Lomax about Broadridge’s continuing goal to help clients reduce the complexity in their technology stacks
William Cooley of Broadridge says the pandemic has only underlined the importance of operational resiliency in reconciliations
The UK’s fund industry has had its fair share of challenges especially with the pandemic and Brexit thrown into the mix, but experts say there are always bright spots in the clouds
Technology, regulation and changing investor expectations have made a big splash in the asset servicing industry, experts discuss how Canada is working to keep pace with the rapid speed of change
Canada is a nation known for its natural beauty and landscape. Financially speaking, the country remains a stronghold for investors, with technology remaining a top priority for firms
As a growing entity in CEE, the Czech Republic is rapidly standardising its capabilities but it receives fierce competition from surrounding CEE countries
