02 September 2014Zurich Reporter: Catherine Van de Stouwe
SIX Swiss Exchange and SIX Structured Products Exchange have marked a year-on-year increase of 7.1 percent with a total of 25,090,618 transactions being conducted since the start of 2014...
29 August 2014Washington DC Reporter: Catherine Van de Stouwe
A $1.2 million penalty fine has been issued to Merrill Lynch, Pierce, Fenner & Smith (Merrill Lynch) for failing to diligently supervise its officers’, employees’ and agents’ processing of futures exchange and clearing fees charged to its custo
27 August 2014Atlanta Reporter: Catherine Van de Stouwe
The US is the dominant supplier of reported hedge fund products (38 percent) and assets (53 percent), according to eVestment Sizing’s 2013 Hedge Fund and Fund of Hedge Funds (FoHF) Universe report...
27 August 2014Washington DC Reporter: Catherine Van de Stouwe
Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving non-convertible preferred securities...
22 August 2014Singapore Reporter: Catherine Van de Stouwe
The Association of Southeast Asian Nations (ASEAN) Exchanges are discussing the next collaborative action steps to market and promote ASEAN as one asset class...
21 August 2014London Reporter: Catherine Van de Stouwe
A report from the International Capital Market Association (ICMA) reviews the progress in attempts to improve and standardise disclosure of the cover pool data for the asset class...
