Broadridge Financial Solutions's industry white paper explores UK market views on the specific requirements set out in Chapter 5 (investing in authorised funds through nominees) of the Retail Distribution Review (RDR)...
Securities and investment research firm Finadium has released a report that identifies current concerns and future trends across custody, securities lending and collateral management...
Societe Generale Securities Services (SGSS) has obtained ISAE 3000 certification of its systems of control for the production of Key Investor Information Documents (KIIDs), the service it launched in November 2010 aimed at asset managers...
J.P. Morgan has integrated the teams responsible for brokering client derivatives and securities trades with those that look after the back office aspects of those trades in response to regulatory reforms...
The Depository Trust & Clearing Corporation (DTCC) today outlined a proposal to fully dematerialize the US financial services industry, helping reduce the costs and risks associated with existing physical securities...
The Malta Stock Exchange (MSE) migrated its electronic securities trading to Deutsche Börse’s Xetra trading system on Monday. Xetra trading participants can now use Deutsche Börse’s infrastructure...
Industrial and Commercial Bank of China Financial Services (ICBCFS), a wholly owned subsidiary of ICBC Limited has licensed XSP’s newest product, XSPrisa...
KB Associates has chosen Bjørn Barbesgaard as a senior consultant in Luxembourg. Barbesgaard will be responsible for advising asset managers on the establishment of funds in Luxembourg...
03 July 2012Dublin and London Reporter: Georgina Lavers
Daiwa Securities Group has sold its global asset services division to Sumitomo Mitsui Trust Bank (SMTB), after letting go of its synthetic prime brokerage arm in December...
