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AxiomSL launches SEC reporting system


29 October 2014 New York
Reporter: Stephanie Palmer

AxiomSL has launched a new system to simplify the Sea Rule 15c3-1 net capital reporting requirements for broker-dealers in the US...
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SIX CEO elected as WFE committee chairman


29 October 2014 Seoul
Reporter: Stephanie Palmer

Dr Urs Rüegsegger, group CEO of SIX has been unanimously elected as the new chairman of the World Federation of Exchanges (WFE) working committee...
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Mitsubishi UFJ joins with Confluence for new launch


29 October 2014 Hamilton, Bermuda
Reporter: Becky Butcher

Mitsubishi UFJ Fund Services has engaged Confluence to provide it with a range of reporting solutions for the firm’s new Annex IV Reporting Services for alternative investment fund managers...
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Chief regulatory officer resigns from SGX


29 October 2014 Singapore
Reporter: Becky Butcher

Richard Teng, the chief regulatory officer at Singapore Exchange (SGX), has resigned from his position. He will leave on 28 February 2015...
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ESMA publishes 2014 reporting priorities


29 October 2014 Paris
Reporter: Stephanie Palmer

The European Securities and Markets Authority (ESMA) has published its 2014 public statement outlining common enforcement priorities for financial statements...
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Deutsche Börse figures boosted by Clearstream


28 October 2014 Frankfurt
Reporter: Stephanie Palmer

Deutsche Börse’s Q3 2014 results have revealed an increase in net revenue, attributed in part to its Clearstream post-trade segment...
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Survey reveals concern over manual operations


28 October 2014 Pittsburgh
Reporter: Stephanie Palmer

There is growing concern over manual processing in back-office operations, according to Confluence’s 2014 Asset Management Industry Trends survey...
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Elian Fund Services hires duo


28 October 2014 Jersey
Reporter: Becky Butcher

Elian Fund Services has appointed two associate directors to its real estate and private equity teams in Jersey...
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FirstRand expands in Guernsey


28 October 2014 Guernsey
Reporter: Stephen Durham

South African banking group, FirstRand, is to open a Guernsey branch...