01 September 2014Luxembourg Reporter: Catherine Van de Stouwe
LuxCSD’s legal entity identifier (LEI) issuance service for Luxembourg-domiciled entities and investment funds is now operational and accessible through the LuxCSD website...
29 August 2014Washington DC Reporter: Catherine Van de Stouwe
A $1.2 million penalty fine has been issued to Merrill Lynch, Pierce, Fenner & Smith (Merrill Lynch) for failing to diligently supervise its officers’, employees’ and agents’ processing of futures exchange and clearing fees charged to its custo
Brazilian central counterparty (CCP) BM&FBovespa processed 121,284 securities lending transactions in July, beating June’s total of 108,422 by 12,862...
27 August 2014London Reporter: Catherine Van de Stouwe
A trade processing partnership has been signed between BNY Mellon, Helaba (Landesbank Hessen-Thuringen) and the G25, which represents the 25 largest Sparkassen in Germany...
27 August 2014Atlanta Reporter: Catherine Van de Stouwe
The US is the dominant supplier of reported hedge fund products (38 percent) and assets (53 percent), according to eVestment Sizing’s 2013 Hedge Fund and Fund of Hedge Funds (FoHF) Universe report...
27 August 2014Washington DC Reporter: Catherine Van de Stouwe
Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving non-convertible preferred securities...
