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Another depository mandate for CACEIS


20 January 2015 Munich
Reporter: Stephanie Palmer

CACEIS in Germany has been appointed to act as depository for KGAL Investment Management GmbH...
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Russia’s NSD awarded AA- rating


20 January 2015 Moscow
Reporter: Stephanie Palmer

Russia’s National Settlement Depository NSD has retained its central securities depository rating of AA- with a stable outlook, following assessment by Thomas Murray Data Services...
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Deutsche Bank secures RQFII mandate


20 January 2015 Hong Kong
Reporter: Stephanie Palmer

Fullgoal asset management has appointed Deutsche Bank to act as custodian and fund services provider for two new accounts under China’s renminbi qualified foreign institutional investor scheme...
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ESMA and SFC sign CCP agreement


19 January 2015 Hong Kong
Reporter: Stephanie Palmer

ESMA has signed a memorandum of understanding with the Hong Kong Securities and Futures Commission to recognise Hong Kong CCPs in Europe...
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Citi reports challenging Q4 2014


19 January 2015 New York
Reporter: Stephanie Palmer

Citigroup has reported its earnings for Q4 2014, revealing a dramatic drop in net income compared to the same period in 2013...
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SEC hits UBS with record $12 million penalty


19 January 2015 Washington DC
Reporter: Stephanie Palmer

A subsidiary of UBS has agreed to pay a record penalty after been charged by the SEC with disclosure and confidentiality violations related to the operation and marketing of its dark pool...
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ICAV Bill approval is imminent, says IFIA


19 January 2015 Dublin
Reporter: Stephanie Palmer

The new Irish Collective Asset-management Vehicle Bill could come in to law within a matter of weeks, according to IFIA director Kieran Fox...
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SIX Swiss Exchange launches bonds trading platform


19 January 2015 Zurich
Reporter: Stephanie Palmer

SIX Swiss Exchange has launched a new trading platform for corporate bonds, offering more efficient trading of large blocks in less liquid issues...
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Citi launches A-Share trading for Europe


16 January 2015 Hong Kong
Reporter: Stephanie Palmer

Citi’s depository bank business can now offer A-Share trading through the Shanghai-Hong Kong Stock Connect scheme for alternative investment funds and UCITS funds that are registered in Europe...
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SEC imposes transparency rules for SDRs


16 January 2015 Washington DC
Reporter: Stephanie Palmer

The Securities Exchange Commission has introduced new rules to increase transparency in the security-based swap market...
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IRESS trading platform to support APX


16 January 2015 Sydney
Reporter: Stephanie Palmer

Australian software development company IRESS is integrating support for the Asia Pacific Stock Exchange in to its trading platforms, providing order management and data support for the APX market...