30 October 2014Singapore Reporter: Stephanie Palmer
Chief regulatory officer of the Singapore Exchange (SGX), Richard Teng, has announced his resignation, and will take up a new role as CEO of the Abu Dhabi Global Market Regulator...
30 October 2014Washington DC Reporter: Stephanie Palmer
The US Federal Reserve has issued a ruling that amends risk-management regulations for financial market utilities, particularly those deemed ‘systematically important’...
30 October 2014Amsterdam Reporter: Stephanie Palmer
KAS Bank has announced a 7 percent growth in commission revenue from asset services, attributed partly to new custodial functions to help with Alternative Investment Fund Manager Directive regulations...
Tony Sodhi is the new addition of the business consulting group at Rule Financial. The new role requires Sodhi to work as a specialist to provide business advice to clients in post trade operations and derivatives...
29 October 2014Hamilton, Bermuda Reporter: Becky Butcher
Mitsubishi UFJ Fund Services has engaged Confluence to provide it with a range of reporting solutions for the firm’s new Annex IV Reporting Services for alternative investment fund managers...
The European Securities and Markets Authority (ESMA) has published its 2014 public statement outlining common enforcement priorities for financial statements...
