The Securities and Exchange Commission has charged 10 broker-dealer firms with recordkeeping failures and violations relating to their use of electronic communications
The new multi-asset solution is designed to make the trading of emerging markets products more efficient for institutional investors. Through a single user interface, it links trading workflows in local currency EM bonds and FX swaps
As part of the mandate, Apex will provide Blackwattle with technology-enabled fund administration, transfer agency, middle-office and custody solutions
The draft amendments have been put forward to support the ongoing reporting of securities financing transactions under the post-Brexit UK version of SFTR
