Compliance and administrative services provider TMF Group has appointed Cliff Pearce as global head of capital markets. He reports to Daniel Max, head of global solutions
Know your customer and client management lifecycle solutions provider Fenergo has launched KYC & Transaction Compliance, a new product designed for fintechs
Private capital fund administrator Gen II Fund Services has released the Fund Administration Technology Report, assessing industry opinion and highlighting which general partners are distinguishing themselves from their peers in the market
Risk management advisory and technical solutions provider Chatham Financial has appointed Jennifer McLellan as managing director of the global over-the-counter derivative instruments, ISDA and regulatory practice.
ASX has released a report detailing its plans for the support and maintenance of its CHESS programme as it continues to implement a replacement solution
SmartStream Air is an SaaS platform that uses AI technology to analyse, learn and identify what data needs to be compared, and then presents a list of unmatched records or disputes for investigation
A joint industry statement has been released following the European Commission’s Retail Investment Strategy, which proposes a number of reforms to the retail investment legislative framework. A full analysis is expected to follow
The project aims to help AGC members meet regulatory compliance requirements under Investment Company Act Rule 17f-7, which outlines how US mutual funds can hold securities through foreign depositories
Panellists on the ‘Settlement efficiency’ panel at this year’s World Forum of Central Securities Depositories agreed that the industry needed to work collectively to improve settlement fail rates
“Inaction is not an option” when it comes to engaging with sustainability, a panellist at this year’s World Forum of Central Securities Depositories affirmed
