OCC cleared contract volume dips in March 02 April 2019 Chicago Reporter: Maddie Saghir OCC cleared contract volume declined 7 percent in March
Goldman Sachs fined by FCA over reporting 02 April 2019 London Reporter: Jenna Lomax Goldman Sachs has been fined £34,344,700 by the Financial Conduct Authority for failing to provide accurate and timely reporting relating to 220.2 million transaction reports
Sanlam chooses BNY Mellon’s Pershing for custody services 02 April 2019 London Reporter: Jenna Lomax Sanlam UK’s wealth management division has chosen BNY Mellon’s Pershing for custody, books and records services as well as outsourced trading services
BNY Mellon appoints Christoph Stähler 02 April 2019 London Reporter: Maddie Saghir BNY Mellon has appointed Christoph Stähler as head of trust and depositary Germany
DTCC expands Sponsored Service offering 01 April 2019 New York Reporter: Maddie Saghir DTCC’s plans to expand the Sponsored Service of its subsidiary FICC has been approved by the SEC
Forge Global expands custody capabilities 01 April 2019 San Francisco Reporter: Jenna Lomax Forge Global has acquired IRA Services to expand its private market service offerings, pending regulatory approval
SETL starts corporate reogranisation 01 April 2019 London Reporter: Maddie Saghir SETL will be focusing resources on developing and funding the establishment of the ID2S and IZNES platforms in Paris
KVG Universal-Investment bolsters team 01 April 2019 Frankfurt Reporter: Jenna Lomax Universal-Investment has appointed Christian Reitz as head of digital transformation, effective immediately
Nomura to set up securities joint venture in China 01 April 2019 Tokyo Reporter: Maddie Saghir Nomura has received approval from the China Securities Regulatory Commission (CSRC) to establish a joint venture in China
MiFID cost disclosure deadline represents a ‘stark reality’ 01 April 2019 London Reporter: Maddie Saghir The MiFID II cost disclosure deadline represents a 'stark reality', according to one industry participant
Gen II Fund Services hires new COO 29 March 2019 New York Reporter: Maddie Saghir Gen II Fund Services hires a seasoned private equity operations executive as their new COO
Altor selects Aztec Group to service Altor Fund V 29 March 2019 London Reporter: Maddie Saghir Altor has selected Aztec Group to provide administration and depositary services to Altor Fund V
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