MiFID II has welcomed a healthy rationalisation of relationships within the industry, according to one panellist at this year’s Fund Marketing & Distribution Europe Conference
The CPMI and IOSCO made the assessment in a joint white paper, entitled ‘Implementation monitoring of PFMI: Assessment report for Switzerland’, which reflects the status of Switzerland's framework as of 30 June 2017
Canadian defined benefit pension plans ended 2018 in negative territory, with an annual return of -0.7 percent, reversing gains from the previous three quarters this year, according to the RBC Investor & Treasury Services All Plan Universe
Alpha FMC has partnered with Kaizen Reporting to provide independent transaction reporting assessments for specialist wealth managers and smaller asset managers to help them to meet the second Markets in Financial Instruments Directive (MiFID II) sta
There is no safe haven yet for financial services in terms of Brexit, but the ESMA’s agreement with the UK Financial Conduct Authority gives some clarity, according to one panellist at this year’s Fund Marketing & Distribution Europe Conference
The European Securities Markets Authority has agreed a deal with the Bank of England for the recognition of CCPs and of the CSD established in the UK, should there be a no-deal Brexit scenario