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ESMA delays LEI requirements for MiFID II


22 December 2017 Paris
Reporter: Becky Butcher

The European Markets and Securities Authority (ESMA) has issued a delay to the enforcement of the LEI requirements for the MiFID II
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EFAMA welcomes EC proposal


21 December 2017 Brussels
Reporter: Becky Butcher

EFAMA has welcomed the European Commission’s proposal for a directive and regulation to establish a self-standing prudential regime for investment firms
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European real estate firms create think tank


20 December 2017 Milan
Reporter: Jenna Lomax

The entity aims to act as a framework for research projects to strengthen innovation and the sustainability of best practices across the firms
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FCA feedback addresses operational risks in DLT


15 December 2017 London
Reporter: Stephanie Palmer

Distributed ledger technology could bring both benefits and risk to the financial services space, but could ultimately “enhance operational soundness”, according to the UK’s Financial Conduct Authority
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Beta Capital chooses Broadridge for self-clearing shift


15 December 2017 Miami
Reporter: Stephanie Palmer

Broadridge has been selected to provide a front-to-back office operations solution for broker-dealer Beta Capital Wealth Management, to support its move to self-clearing