The European Commission is to hand the European Securities and Markets Association more powers in order to improve the effectiveness of the Capital Markets Union
US President Donald Trump’s efforts to turn back the clock by gutting the bulk of post-crisis regulation took another step forward yesterday, with the House of Representatives passing the Financial CHOICE Act unopposed
Royal Bank of Canada is partnering with Commcise to provide segregated research payment accounts for buy side clients, to help them in compliance with MiFID II
NEX Regulatory Reporting is partnering with Duco, a data normalisation and reconciliation service provider, to aid its clients in compliance with MiFID II
Northern Trust has named Sally Surgeon as the new head of its Sydney office, in addition to her responsibilities as head of client services in Australasia
Some UK-based firms engaged in dividend arbitrage may not be identifying the risk posed by contrived or fraudulent trading for the purpose of making illegitimate withholding tax reclaims, according to the FCA
Misys has built a regulatory reporting component for compliance with the second Markets in Financial Instruments Directive in conjunction with Broadridge’s Message Automation
Russia’s National Settlement Depository has launched a new technological services business line, and appointed Alexander Nam to lead it as managing director
