All regulation news

FCA sets out evolving regulatory focus for private markets

03 July 2025 UK
Reporter: Karl Loomes

Deputy Chief Executive Sarah Pritchard said the authority had completed a review of valuation practices across private equity, private debt, venture capital and infrastructure

High-level roadmap released for Europe’s T+1 transition

01 July 2025 Europe
Reporter: Carmella Haswell

Released by the EU T+1 Industry Committee, the report contains recommendations for market participants in the EU and EEA for the transition to a shorter settlement cycle

ESMA sets out UCITS eligible assets framework

27 June 2025 Europe
Reporter: Justin Lawson

The advice follows a comprehensive assessment of how the directive has been implemented across member states

ESMA calls for evidence on streamlining financial transaction reporting

23 June 2025 Europe
Reporter: Jack McRae

ESMA hopes to enhance efficiency and reduce costs as well as maintain strong levels of transparency and oversight from the authorities

Ocorian selects Fenergo

13 May 2025 UK
Reporter: Jack McRae

Through the partnership, Ocorian will implement Fenergo’s AI-powered client lifecycle management solution

ISDA to extend DRR to cover MiFID and MiFIR

07 May 2025 Europe
Reporter: Carmella Haswell

The association is also working with the Depository Trust & Clearing Corporation to integrate the ISDA DRR into DTCC’s Global Trade Repository MiFID/MiFIR ARM

SmartStream launches new regulation service

15 April 2025 US
Reporter: Clelia Frondaroli

The new solution will consolidate multiple regulatory indicators, including those from the Financial Conduct Authority, into one area

OKX receives fine from Malta’s FIAU

07 April 2025 Malta
Reporter: Clelia Frondaroli

Following a compliance review by the FIAU in April 2023, the authority identified gaps within OKX's compliance and AML frameworks

OKX breaches Thai license regulations

31 March 2025 Thailand
Reporter: Clelia Frondaroli

The Securities and Exchange Commission for Thailand found that OKX offered trading and exchange services for digital assets without the necessary license to do so

Safello partners with Zumo

13 March 2025 Nordics
Reporter: Clelia Frondaroli

The collaboration will see Safello using Zumo's expertise in carbon calculations to ensure transparency and accuracy within the firm’s sustainability disclosures

DTCC’s GTR to add MiFID reporting capabilities

12 March 2025 US
Reporter: Jack McRae

DTCC states that, once launched, the MiFID/R capabilities will enable firms to fulfil their transaction reporting obligations under the regulation

Waystone launch compliance solutions in Hong Kong

06 March 2025 Hong Kong
Reporter: Jack McRae

The launch comes amid asset managers in Hong Kong facing increased challenges in navigating the regulatory environment

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