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ESAs propose extending the EMIR equity option exemption
21 December 2023
Europe Reporter Sophie Downes

The draft proposes a two-year extension to the equity option exemption from bilateral margining as well as issue a no-action opinion

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Buy-side associations take legal action against SEC over short-sale disclosure
13 December 2023
US Reporter Bob Currie

AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity

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UK regulator issues guidance for Basel 3.1 implementation
12 December 2023
UK Reporter Bob Currie

This “near-final” policy statement responds to feedback advanced by the market on the CP 16/22 consultation paper on Basel 3.1 standards that was circulated in November 2022

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Euronext SRD II survey sees dramatic rise in shareholder identification engagement
04 December 2023
France Reporter Lucy Carter

More than 5000 European listed companies participated in the research, with companies analysed across Belgium, France, Germany, the Netherlands and Portugal

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SEC issues final rules relating to CCP governance and service outsourcing
17 November 2023
US Reporter Bob Currie

The final rules, adopted yesterday, look to reinforce governance standards relating to board independence, CCP use of external service providers, and steps to reduce potential conflicts of interest relating to board members and senior management

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Droit and KOR partner on regulatory reporting solution
15 November 2023
UK Reporter Lucy Carter

Computational law and regulation-focused technology firm Droit has partnered with reporting services and trade repositories provider KOR to address industry challenges around regulatory change

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ESMA announces cyber risk USSP
10 November 2023
Europe Reporter Lucy Carter

Through the new Union Strategic Supervisory Priority, ESMA hopes to keep pace with technology and market developments, monitor potential contagion effects of attacks and track disruptions across markets and firms

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