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ESMA to launch common supervisory action on ESG disclosures for benchmarks administrators
13 December 2023 Europe
Reporter: Jack McRae

ESMA will launch a CSA with NCAs on ESG disclosures under the BMR

ESMA releases EU CCP supervision review
13 December 2023 France
Reporter: Lucy Carter

The report measures the effectiveness of NCAs’ supervision of CCPs’ due diligence and review process of clearing members, in line with requirements outlined in EMIR

TMF Group adopts Broadridge’s Sentry PM solution
13 December 2023 UK
Reporter: Jack McRae

TMF Group has adopted Broadridge Financial Solutions’ private debt management solution, Sentry PM

Buy-side associations take legal action against SEC over short-sale disclosure
13 December 2023 US
Reporter: Bob Currie

AIMA, MFA and NAPFM file petition asking the US Court of Appeals to invalidate newly-adopted SEC rules on reporting and public disclosure of securities lending and short selling activity

DBS Bank selects Euroclear for investment funds
13 December 2023 Singapore, Belgium
Reporter: Sophie Downes

The agreement provides DBS Bank with a single platform for fund distribution and execution services via Euroclear’s network

BMLL expands data coverage to Canadian markets
13 December 2023 Canada
Reporter: Lucy Carter

Users can now access granular Level 3, T+1 order book data from all major Canadian trading venues and exchanges

DTCC appoints Gloria Lio as head of enterprise services
12 December 2023 US
Reporter: Sophie Downes

As managing director, Lio will lead strategy development for DTCC’s global business operations, client services, integration and business architecture

UK regulator issues guidance for Basel 3.1 implementation
12 December 2023 UK
Reporter: Bob Currie

This “near-final” policy statement responds to feedback advanced by the market on the CP 16/22 consultation paper on Basel 3.1 standards that was circulated in November 2022

Ward and Ferraz join GBAM
12 December 2023 UK
Reporter: Lucy Carter

GBAM consists of asset management firms that offer a limited range of products, have “a close relationship with clients and a relatively flat organisational structure”, the group explains

Sucden Financial expands risk technology partnership with Nasdaq
12 December 2023 UK
Reporter: Sophie Downes

The collaboration aims to enhance Sucden Financial’s ability to monitor, manage and mitigate market and liquidity risk globally

SimCorp partners with Alloy to manage digital assets
12 December 2023 Denmark
Reporter: Jack McRae

SimCorp has partnered with Alloy to allow its clients to manage their digital asset investments

Sal Karakaplan joins The Clearing House
12 December 2023 US
Reporter: Lucy Carter

Karakaplan will be responsible for areas including market strategy and growth plans, strategic partnerships, exploration, incubation and innovation