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Participation in ICJ proxy platform exceeds 1,700 listings
28 July 2022 UK
Reporter: Holly Shelton

Investor Communications Japan, a joint venture by Broadridge and the Tokyo Stock Exchange, has announced the number of share-issuing companies on its electronic proxy voting platform has surpassed 1,700 listings

More financial firms investing in data management and AI automation tools, Broadridge survey finds
22 July 2022 US
Reporter: Winnie Lee

The research, which polled 200 financial services professionals, was conducted at the Securities Industry and Financial Markets Association Operations Conference in May 2022

Broadridge appoints Tyler Derr as chief technology officer
07 July 2022 New York
Reporter: Jenna Lomax

Derr will be responsible for overseeing Broadridge’s global technology teams including software engineering, product delivery, architecture, infrastructure, cybersecurity, and technology operations

DTCC claims further advances in corporate actions automation
15 June 2022 US
Reporter: Bob Currie

US market infrastructure giant indicates that its newly automated Voluntary Reorganization service is an important step for its programme to remove manual interventions from corporate actions processing

SEC approves Securities Financing Transaction clearing service proposal of the NSCC
06 June 2022 US
Reporter: Jenna Lomax

The new NSCC SFT clearing service will support the central clearing of clients’ SFTs intermediated by sponsoring members or agent clearing members, as well as the central clearing of SFTs between NSCC full-service members

LiquidityBook appoints Jonathan Cross to head EMEA team
26 May 2022 UK
Reporter: Jenna Lomax

LiquidityBook has appointed Jonathan Cross as general manager, Europe, Middle East and Africa

Broadridge launches ESG reporting service
24 May 2022 Europe
Reporter: Carmella Haswell

The service will assist asset managers of European funds in preparing for compliance requirements and disclosure obligations of SFDR

Broadridge forms buy-side advisory group for its AI trading platform LTX
29 April 2022 US
Reporter: Jenna Lomax

Broadridge Financial Solutions has formed a Buy-Side Advisory Group for LTX, its artificial intelligence-driven electronic trading platform

Sionic appoints Craig Miller
13 April 2022 US
Reporter: Jenna Lomax

Sionic has appointed Craig Miller as its first chief client officer

Broadridge appoints Mike Sleightholme to asset management business
31 March 2022 US
Reporter: Rebecca Delaney

Broadridge Financial Solutions has appointed Mike Sleightholme as head of its asset management solutions business

Broadridge hires Stephan Müller
29 March 2022 Germany
Reporter: Carmella Haswell

Müller has been appointed managing director for Germany and will join Broadridge’s international leadership team

Broadridge’s LTX integrates with the Charles River IMS
11 March 2022 US
Reporter: Jenna Lomax

LTX, Broadridge Financial Solutions’ digital trading platform, has completed a successful integration with the Charles River Investment Management Solution