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PIMFA expresses concerns about complexity of MiFID costs and charges
18 September 2019 London
Reporter: Jenna Lomax

MiFID II should not provide any more detailed rules on calls for evidence on inducements, costs and charges, according to the PIMFA

REGIS-TR falls foul of EMIR reporting rules
22 August 2019 Luxembourg
Reporter: Drew Nicol

The authority outlined that REGIS-TR “did not implement systems capable of providing to regulators direct and immediate access to derivatives data from the start of EMIR reporting obligation in February 2014 to October 2016”

ESMA seeks experts in data regulatory reporting
07 August 2019 Paris
Reporter: Jenna Lomax

The European Securities and Markets Authority has issued a call for candidates for its newly-established Data Advisory Group

ESMA updates DVC data
08 July 2019 Paris
Reporter: Jenna Lomax

The European Securities and Markets Authority has updated its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive

ESMA publishes updated Q&As for AIFMD, UCITS and transparency issues for MiFID II
05 June 2019 Paris
Reporter: Jenna Lomax

The European Securities and Markets Authority has published updated Q&As on the application of the Alternative Investment Fund Managers Directive and the UCITS Directive

ESMA adopts new recognition decisions for CCPs post-Brexit
05 April 2019 Paris
Reporter: Jenna Lomax

ESMA has adopted new recognition decisions for the three central counterparties and the central securities depository established in the UK to reflect the extension to Article 50

ESMA updates MiFID and MiFIR Q&As
04 April 2019 Paris
Reporter: Jenna Lomax

The European Securities and Markets Authority has updated its Q&As regarding market structures and transparency issues under the Market in Financial Instruments Directive and Regulation

FCA responds to ESMA’s MiFID no-deal Brexit plans
15 March 2019 London
Reporter: Jenna Lomax

The FCA’s response focused on post-trade transparency requirements and derivatives trading obligations in the event of a no-deal Brexit

ESMA: Protecting investors remains our paramount objective post-Brexit
14 March 2019 London
Reporter: Jenna Lomax

Protecting investors remains “our paramount objective, no matter the outcome of Brexit”, said a European Securities and Markets Authority representative at this years’ FIX Trading Community EMEA Trading Conference

ESMA explains no-deal Brexit effect on OTC trade reporting
08 March 2019 Brussels
Reporter: Maddie Saghir

Anne Plested comments on ESMA's statement on OTC trade reporting suggest that a situation could occur leading to the problem of dual reporting

GoldenSource prepares for no-deal Brexit
07 March 2019 London
Reporter: Jenna Lomax

GoldenSource is to introduce Brexit-specific data sets to its data management platform to enable financial institutions to prepare for differing regulatory reporting demands in the event of a no-deal Brexit

DTCC opens Dublin office
05 March 2019 Dublin
Reporter: Becky Butcher

DTCC has opened its new office in Dublin, Ireland