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Baader Bank selects Broadridge for regulatory trade and transaction reporting
21 March 2024 UK, US, Germany
Reporter: Sophie Downes

Broadridge’s platform will support the bank to meet the evolving requirements across multiple regulations, including MiFID, FinfraG, EMIR Refit and SFTR

Broadridge announce record number of class action securities ‘mega-settlements’
15 March 2024 US
Reporter: Jack McRae

Globally, 15 separate class actions valued at over US $100 million each settled in 2023

Canton Network completes blockchain pilot
15 March 2024 UK
Reporter: Carmella Haswell

The programme demonstrates the interoperability of 22 independent distributed ledger applications in the capital markets domain, achieving the execution of more than 350 simulated transactions

Broadridge releases SaaS-based futures and options trading platform
12 March 2024 US
Reporter: AST

The US-based solutions vendor indicates that the platform provides an integrated solution tailored for FCMs and agency brokers, offering pre-trade risk management, order routing and execution links to a range of listed derivatives markets

Khalid Salim leaves S&P Global
28 February 2024 UK
Reporter: Lucy Carter

Salim has close to 25 years of industry experience, and has been director of client management at S&P Global since 2022

Silverview Credit Partners partners with Broadridge’s Sentry
31 January 2024 US
Reporter: Jack McRae

The technology will allow Silverview Credit Partners to streamline its operations and increase transparency in its portfolio management for its direct lending business

LTX awarded four new patents on fixed income trading innovations
29 January 2024 US
Reporter: Jack McRae

These patents cover bond similarity technology, dealer selection score technology, liquidity aggregation technology and request for quote+ trading protocol.

Broadridge launches GenAI-powered copilot
11 January 2024 US
Reporter: Lucy Carter

OpsGPT provides real-time visibility of transactions, settlements and positions data, aiming to help users accelerate the fails resolution process, research next best actions and prioritise key risk items through a single interface

TMF Group adopts Broadridge’s Sentry PM solution
13 December 2023 UK
Reporter: Jack McRae

TMF Group has adopted Broadridge Financial Solutions’ private debt management solution, Sentry PM

Broadridge expands Shareholder Disclosure solution
09 November 2023 UK, Australia, Hong Kong
Reporter: Carmella Haswell

Currently live in the UK, Australia and Hong Kong markets, the solution will support firms needing to adhere to specific SRD II regulations

Broadridge and Tokyo Stock Exchange connect CONNEQTOR and Xilix
23 October 2023 Japan
Reporter: Jenna Lomax

The direct connection will enable asset management companies to use CONNEQTOR directly from Xilix, providing more advanced and efficient processes

Broadridge launches new iteration of BondGPT
18 October 2023 US
Reporter: Lucy Carter

BondGPT+ facilitates clients’ integration of their own and third-party datasets, enabling easier access to information, and can integrate into enterprise applications, including workflows