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Dan Houlihan departs Northern Trust
03 August 2021 US
Reporter: Jenna Lomax

Dan Houlihan has left Northern Trust as head of asset servicing

ESMA publishes MIFID II/MIFIR annual review report
28 July 2021 France
Reporter: Jenna Lomax

The European Securities and Markets Authority (ESMA) has advised the European Commission to move to stage three of the phase-in for the transparency requirements for RTS 2 under MiFID II/MiFIR suitability requirements

Joint Associations (again) request clarification on CSDR mandatory buy-ins
15 July 2021 France
Reporter: Bob Currie

Letter from trade associations recommends that mandatory buy-in rules be “disapplied” from SDR provisions to come into force by February 2022

James von Moltke appointed chair of Euro risk-free rates working group
02 July 2021 Euro area
Reporter: Bob Currie

ESMA says that Deutsche Bank’s von Moltke will take over from ING’s Tanate Phutrakul in leading the EUR RFR group

ESMA registers first two repositories under the Securitisation Regulation
28 June 2021 France
Reporter: Bob Currie

The European DataWarehouse, located in Germany, and Netherlands-based SecRep become the first two SRs to be licensed under this regulation

ESMA releases 2020 Annual Report
16 June 2021 France
Reporter: Bob Currie

EU securities market regulator reflects on its work during 2020 and actions relating to supervisory convergence, Single Rulebook and oversight of financial infrastructure

ESMA publishes new stress test framework for CCPs
10 June 2021 France
Reporter: Bob Currie

The 2021 Stress Test, which is the fourth iteration of its evaluation framework, draws on experience gained from previous evaluation exercises

Brain trust: Kaizen launches board of experts to boost quality of regulatory reporting data
08 June 2021 UK
Reporter: Alex Pugh

The UK-based financial consultancy’s new advisory board is made up of regulation, technology, law and financial services heavyweights, who between them have decades of experience in all aspects of the regulatory landscape

ESMA releases final report on market data obligations under MiFID II and MiFIR
01 June 2021 France
Reporter: Bob Currie

This final report builds on a consultation process that ESMA, the EU securities market regulator, ran from 6 November 2020 until 11 January 2021

ESMA responds to European Commission’s Review of CSDR
28 May 2021 France
Reporter: Bob Currie

EU securities market regulator calls for reform of T2S supervision framework

ESMA appoints new director
20 May 2021 France
Reporter: Alex Pugh

Natasha Cazenave has a background in corporate finance and consultancy and is only ESMA’s second executive director

ESMA opens annual consultation on MiFID II
12 May 2021 France
Reporter: Maddie Saghir

The paper provides for the annual assessment of the operation of the thresholds for the liquidity determination of bonds and the trade percentiles determining the pre-trade SSTI-threshold