Broadridge signs on Edward Jones for compliance outsourcing
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Broadridge signs on Edward Jones for compliance outsourcing 15 November 2011Toronto Reporter: Anna Reitman
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Broadridge Financial Solutions has announced that Edward Jones will be using its technology for the communication and delivery of transaction confirmations and required compliance documents for new issue equity and fixed income products in Canada.
The solution incorporates print on demand technology with inventory management and provides concise audit reporting. As a scalable offering it supports multiple new issues while ensuring that the most current documents are available for distribution.
Donna Bristow, VP Client Management and Strategic Product Development, Canada, Broadridge, said, "By working closely with the Edward Jones team and tapping into our global securities experience, we created a new issue solution that offers economies of scale and innovation."
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