All regulation news

EFAMA calls for urgent PRIIPs review and UCITS exemption extension

05 August 2020 Brussels
Reporter: Maddie Saghir

The association suggested that this long-overdue review is now unavoidable and should be initiated with urgency to prevent further harm to the interest of retail investors

Linedata and Invisage partner over MiFID II investment research

05 August 2020 London
Reporter: Rebecca Delaney

Linedata has partnered with Invisage to allow clients to track the performance of investment research under the second Markets in Financial Instruments Directive

Meritsoft’s head of reg weighs in on likely CSDR delay

31 July 2020 London
Reporter: Maddie Saghir

Carpenter explained there are major concerns around the mandatory buy-in process, particularly for the tier-one banks under the buy-in rules and possible associated cash compensation process

T-Scape to launch SRD II solution for wealth managers

30 July 2020 London
Reporter: Rebecca Delaney

T-Scape is in the development stage for a solution to help wealth managers and other intermediaries meet one of the regulatory requirements for the upcoming Shareholder Rights Directive II

ESMA confirms preparations to further delay CSDR

28 July 2020 Brussels
Reporter: Maddie Saghir

ESMA has confirmed it is working on a proposal to possibly delay the entry into force of the CSDR settlement discipline regime until 1 February 2022

Draft RTS on PRIIPS review did not ‘receive support of a qualified majority’

21 July 2020 Brussels
Reporter: Maddie Saghir

ESAs said they are not in a position to formally submit draft RTS to the European Commission to amend the PRIIPs Delegated Regulation after it did not receive the support of a qualified majority

New 12-month CSDR delay expected

20 July 2020 Brussels
Reporter: Drew Nicol

ESMA is expected to publish an amendment proposing an additional 12-month delay to the current February 2021 deadline after the summer holiday period

ESMA publishes first MiFIR review reports

17 July 2020 Paris
Reporter: Rebecca Delaney

The European Securities and Markets Authority has published its first two review reports on the Markets in Financial Instruments Regulation transparency regime

EC reveals UK plans for MiFID framework post Brexit

15 July 2020 Brussels
Reporter: Maddie Saghir

During the transition period, the EC explained that the EU and the UK will negotiate an agreement on a new partnership

EACH updates CSDR SDR framework

14 July 2020 Brussels
Reporter: Maddie Saghir

The latest version contains updates based on feedback received from industry participants and the authorities

Broadridge sees demand for SRD II solution

14 July 2020 London
Reporter: Rebecca Delaney

Broadridge Financial Solutions has experienced a record number of new signings for its multi-industry Shareholder Rights Directive solution

EU-wide CCP stress test finds “significant” concentration risk

14 July 2020 Brussels
Reporter: Rebecca Delaney/Drew Nicol

The European Securities and Markets Authority has published the results of its third stress test exercise for the EU’s 16 CCPs which found that “concentrated positions represent a significant risk”

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