AxiomSL has partnered with Confinale to provide regulatory reporting via a data integrity and control platform in Switzerland, Germany and Liechtenstein
81 percent of asset management firms are unprepared to comply with the Uncleared Margin Rules despite deadline extensions to September 2021 and September 2022, according to a new survey by State Street
Broadridge is set to provide Smith & Williamson Group, a financial and professional services firm in the UK and Ireland, with its SRD II solution for proxy voting
SRD II, which came into force on 3 September, requires firms providing share custody to disclose client identities and positions when requested to do so by issuers
SmartStream Technologies has launched a derivatives component for its systematic internaliser registry service, which is designed to help clients meet the 15 September deadline for the second Markets in Financial Instruments Directive
In a briefing note, ICMA outlined that as part of the broader review of the CSDR mandatory buy-in framework, the requirement to appoint a buy-in agent should be removed
07 September 2020London Reporter: Guest Writer: Tony Freeman
At first glance, last week’s publication of a letter about AIFMD from ESMA to the EC doesn’t seem like big news. Isn’t AIFMD a somewhat obscure piece of legislation that is a minority interest? Not really
The industry is “ready to varying degrees” for SRD II, which went live today, according to Demi Derem, general manager, investor communication solutions international of Broadridge
Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance
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