TRAction, a regulatory reporting services provider, has introduced a new solution to help UK and European investment managers with MiFID II obligations
AFME’s recommendations aim to encourage greater and more harmonised use of partial settlement across the industry as a way of improving settlement rates
The new initiative will provide the Hazeltree buy-side community with seamless margin calculations for their entire margin workflow, all in a single cloud solution
Fines concerning AML, KYC and sanction violations for global financial institutions have topped $36 billion since the financial crisis, a 160 percent increase in the last 15 months
Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive, according to Cappitech’s second annual MiFID II and Best Execution Survey
PwC has joined up with Fenergo, a provider of digital client lifecycle management solutions, to streamline know-your-customer compliance for financial institutions
