AFME has responded to ESMA's consultation paper on the provision of investment services and activities in the union by third-country firms under MiFID II and MiFIR
DASH said the new platform will provide broker-dealers with a choice between the scalability, security and flexibility of the cloud or the complete control offered by local deployment
The association says is it not put off by Steven Maijoor's hardball stance and will not give up lobbying for radical changes to CSDR's settlement discipline regime
The Central Bank of Ireland is allowing flexibility for the remittance dates of a number of regulatory returns due from investment firms, fund service providers and investment funds over the COVID-19 period
Eleven trade associations have jointly written to the European Commission requesting a 12-month delay to the timetable for implementing the second Shareholder Rights Directive
Eurex Securities Transactions Services has taken a major step forward in launching its buy-in service ahead of the go-live of CSDR’s settlement discipline regime
BCBS/IOSCO agrees to extend the deadline for completing phases five and six of the margin requirements amid market disruption following a mass lobbying effort
ESMA highlighted that the guidelines aim to harmonise the way fund managers charge performance fees to retail investors, as well as the circumstances in which performance fees can be paid
