All regulation news

ICMA looks to update buy-in rules concerning CSDR

10 October 2019 London
Reporter: Jenna Lomax

The International Capital Market Association will look to update its buy-in rules to provide market best practice regarding the Central Securities Depositories Regulation, according to Andy Hill, senior director at ICMA

ESMA sets out CSDR standardised procedures and messaging protocols guidelines

08 October 2019 Paris
Reporter: Jenna Lomax

The requirement in Article 6(2) of CSDR is focused on the preparation of the settlement process in order to limit the number of settlement fails

NBC picks Murex’s MX.3 for risk management and reg compliance

07 October 2019 Paris
Reporter: Jenna Lomax

The National Bank of Canada has gone live on Murex’s MX.3 risk and regulatory suite for capital markets risk management and regulatory compliance

Fundsmith chooses Zeidler to produce KIIDs for UCITS funds

03 October 2019 London
Reporter: Jenna Lomax

Fundsmith has selected the Zeidler Group to produce key investor information documents (KIIDs) for its UCITS funds

Confluence launches Unity NXT for MMF regulation

23 September 2019 London
Reporter: Jenna Lomax

Confluence has launched Unity NXT, a regulatory reporting platform to help clients prepare for the more complex disclosures required under the new European Securities and Markets Authority (ESMA) Money Market Fund Regulation

Iberclear granted CSDR licence

23 September 2019 Madrid
Reporter: Jenna Lomax

Iberclear joins other European central securities depositories already operating under the new criteria

State Street partners with Solovis to launch multi-asset class solution

20 September 2019 London
Reporter: Jenna Lomax

State Street has launched a multi-asset class solution in association with Solovis, to improve transparency and regulatory reporting for its clients

Institutions should review obligations ahead of SDR

18 September 2019 London
Reporter: Jenna Lomax

All actors in an institution should review their obligations and make the necessary operational changes ahead of the enforcement of the Settlement Discipline Regime (SDR), according to Deutsche Bank

CTIM picks Northern Trust for transaction reporting

12 September 2019 London
Reporter: Jenna Lomax

Charles Taylor Investment Management has selected Northern Trust to provide its integrated trading solutions and assisted second Markets in Financial Instruments Directive transaction reporting

REGIS-TR falls foul of EMIR reporting rules

22 August 2019 Luxembourg
Reporter: Drew Nicol

The authority outlined that REGIS-TR “did not implement systems capable of providing to regulators direct and immediate access to derivatives data from the start of EMIR reporting obligation in February 2014 to October 2016”

AMF seeks to improve small and mid-cap coverage under MiFID II

15 July 2019 Paris
Reporter: Jenna Lomax

The implementation of the second Market in Financial in Instruments Directive has altered the market economy of research and brings the issue of small caps and mid caps coverage into focus, according to the AMF

TNF: Regulation is both a help and a hindrance

12 June 2019 Athens
Reporter: Maddie Saghir

Regulation is both a help and a hindrance, according to one panellist at The Network Forum in Athens

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