BCBS/IOSCO agrees to extend the deadline for completing phases five and six of the margin requirements amid market disruption following a mass lobbying effort
ESMA highlighted that the guidelines aim to harmonise the way fund managers charge performance fees to retail investors, as well as the circumstances in which performance fees can be paid
ESMA has urged NCAs not to prioritise supervisory action against execution venues and firms in respect of the deadlines of the general best execution reports under MiFID II in light of the COVID-19 pandemic
Federation of European Securities Exchanges has confirmed that its membership, which constitutes 36 exchanges across Europe, will remain open to combat market disruption caused by the COVID-19 pandemic
TRAction, a regulatory reporting services provider, has introduced a new solution to help UK and European investment managers with MiFID II obligations
AFME’s recommendations aim to encourage greater and more harmonised use of partial settlement across the industry as a way of improving settlement rates
The new initiative will provide the Hazeltree buy-side community with seamless margin calculations for their entire margin workflow, all in a single cloud solution
Fines concerning AML, KYC and sanction violations for global financial institutions have topped $36 billion since the financial crisis, a 160 percent increase in the last 15 months
