All actors in an institution should review their obligations and make the necessary operational changes ahead of the enforcement of the Settlement Discipline Regime (SDR), according to Deutsche Bank
Charles Taylor Investment Management has selected Northern Trust to provide its integrated trading solutions and assisted second Markets in Financial Instruments Directive transaction reporting
The authority outlined that REGIS-TR “did not implement systems capable of providing to regulators direct and immediate access to derivatives data from the start of EMIR reporting obligation in February 2014 to October 2016”
The implementation of the second Market in Financial in Instruments Directive has altered the market economy of research and brings the issue of small caps and mid caps coverage into focus, according to the AMF
The European Securities and Markets Authority has published updated Q&As on the application of the Alternative Investment Fund Managers Directive and the UCITS Directive
Broadridge Financial Solutions has added efficiencies to its solution to support both institutional- and retail-focused intermediaries for global proxy voting, in preparation for the European Commission’s updated Shareholder Rights Directive
More than 1,300 Markets in Financial Instruments Regulation transaction reporting error and omission notifications were received by the Financial Conduct Authority in 2018, according to analysis by Duff & Phelps
Compliance Solutions Strategies has partnered with cleversoft to enable clients to access an end-to-end service for meeting requirements under Packaged Retail and Insurance-based Investment Products
Brexit is a losing game for post-trade within the UK and the EU in terms of infrastructure, according to a panellist at the 12th AFME Post Trade Conference
