All regulation news

PwC teams up with Fenergo for KYC

03 December 2019 Dublin
Reporter: Becky Bellamy

PwC has joined up with Fenergo, a provider of digital client lifecycle management solutions, to streamline know-your-customer compliance for financial institutions

CSDR buy-in provisions delay “anticipated”

19 November 2019 London
Reporter: Drew Nicol

CSDR’s buy-in provisions are unlikely to be implemented in September as scheduled due to “technical” issues, according to ICMA

KRM22 partners with deltaconX for regulation compliance

07 November 2019 London
Reporter: Jenna Lomax

KRM22 has partnered with deltaconX, a provider of regulatory reporting services for European financial, energy and commodity trading organisations

SEC issues three-year extension of MiFID II relief

06 November 2019 Washington DC
Reporter: Jenna Lomax

The no-action letter, which was set to expire 3 July 2020, has been extended until 3 July 2023

Mediant hires new head of operations

05 November 2019 New York
Reporter: Jenna Lomax

In her new role, Tate will be responsible for Mediant's operations, leading the effort to manage service delivery, compliance and regulation

ICMA looks to update buy-in rules concerning CSDR

10 October 2019 London
Reporter: Jenna Lomax

The International Capital Market Association will look to update its buy-in rules to provide market best practice regarding the Central Securities Depositories Regulation, according to Andy Hill, senior director at ICMA

ESMA sets out CSDR standardised procedures and messaging protocols guidelines

08 October 2019 Paris
Reporter: Jenna Lomax

The requirement in Article 6(2) of CSDR is focused on the preparation of the settlement process in order to limit the number of settlement fails

NBC picks Murex’s MX.3 for risk management and reg compliance

07 October 2019 Paris
Reporter: Jenna Lomax

The National Bank of Canada has gone live on Murex’s MX.3 risk and regulatory suite for capital markets risk management and regulatory compliance

Fundsmith chooses Zeidler to produce KIIDs for UCITS funds

03 October 2019 London
Reporter: Jenna Lomax

Fundsmith has selected the Zeidler Group to produce key investor information documents (KIIDs) for its UCITS funds

Confluence launches Unity NXT for MMF regulation

23 September 2019 London
Reporter: Jenna Lomax

Confluence has launched Unity NXT, a regulatory reporting platform to help clients prepare for the more complex disclosures required under the new European Securities and Markets Authority (ESMA) Money Market Fund Regulation

Iberclear granted CSDR licence

23 September 2019 Madrid
Reporter: Jenna Lomax

Iberclear joins other European central securities depositories already operating under the new criteria

State Street partners with Solovis to launch multi-asset class solution

20 September 2019 London
Reporter: Jenna Lomax

State Street has launched a multi-asset class solution in association with Solovis, to improve transparency and regulatory reporting for its clients

Get in touch

Home

Facebook

RSS feed

News