Pension funds have been handed a three-year exemption from central clearing of over-the-counter derivatives under the European Market Infrastructure Regulation
The Trump administration’s approach to regulation is a concern when it comes to financial crime compliance, but experts speaking at the SWIFT Business Forum suggested that attendees may have bigger fish to fry
DTCC's WMS business will go ahead with new capabilities to meet the US DOL's mandatory best-interest standards for retirement savings, despite the department delaying implementation of the standards
Carney’s speech on financial services, delivered at Thomson Reuters in London’s Canary Wharf, comes a week after the UK triggered Article 50 and commenced the two-year period for negotiating its exit from the EU
Compliance and risk management software provider Opus has launched a new software-as-a-service know-your-customer compliance solution, Alacra Compliance Professional
22 March 2017Luxembourg Reporter: Stephanie Palmer
Data requirements and target market rules under MiFID II could pose challenges for asset managers and distributors, heard attendees of the ALFI European Asset Management Conference
21 March 2017Luxembourg Reporter: Stephanie Palmer
The European Securities and Markets Authority (ESMA) is taking steps to prevent “regulatory competition” between EU member states as the UK prepares to exit the union, Steven Maijoor, chair of the authority, has warned
EU financial market participants are too bogged down in regulatory implementation to make the most of capital market opportunities, according to a BNY Mellon regional chief
The Central Bank of Ireland has issued recommendations to fund administrators that outsource part of their fund administration activities, following a review of outsourcing arrangements in relation to operational risk
