All regulation news

Profile Software enhances services ahead of MiFID II

19 May 2017 Bern, Switzerland
Reporter: Becky Butcher

Profile Software has upgraded its web-based platform for wealth management, known as Axia, with new advisory service capabilities, ahead of implementation deadline of MiFID II's 3 January 2018 deadline.

Shadow banking on the up, says FSB

12 May 2017 London
Reporter: Mark Dugdale

The value of the global ‘shadow banking’ market increased in 2015 to now stand at $34 trillion, according to the Financial Stability Board

Pension funds given three-year exemption to EMIR central clearing

05 May 2017 Brussels
Reporter: Mark Dugdale

Pension funds have been handed a three-year exemption from central clearing of over-the-counter derivatives under the European Market Infrastructure Regulation

Geopolitics causing confusion in financial crime compliance

25 April 2017 London
Reporter: Stephanie Palmer

The Trump administration’s approach to regulation is a concern when it comes to financial crime compliance, but experts speaking at the SWIFT Business Forum suggested that attendees may have bigger fish to fry

DTCC pushes ahead with best-interest standards despite regulatory delay

21 April 2017 New York
Reporter: Stephanie Palmer

DTCC's WMS business will go ahead with new capabilities to meet the US DOL's mandatory best-interest standards for retirement savings, despite the department delaying implementation of the standards

European Parliament takes steps to bolster vulnerable MMFs

10 April 2017 Brussels
Reporter: Stephanie Palmer

The European Parliament has finalised and approved new rules to make money market funds more resilient to turbulence in the market

Carney: Brexit challenges responsible financial globalisation

07 April 2017 London
Reporter: Mark Dugdale

Carney’s speech on financial services, delivered at Thomson Reuters in London’s Canary Wharf, comes a week after the UK triggered Article 50 and commenced the two-year period for negotiating its exit from the EU

Opus launches KYC solution

04 April 2017 London
Reporter: Stephanie Palmer

Compliance and risk management software provider Opus has launched a new software-as-a-service know-your-customer compliance solution, Alacra Compliance Professional

Bloomberg wins Italian reg mandate

03 April 2017 Turin
Reporter: Stephanie Palmer

Italian banking group Intesa Sanpaolo has selected Bloomberg to provide accounting data for compliance with IFRS 9

MiFID II challenges abound

22 March 2017 Luxembourg
Reporter: Stephanie Palmer

Data requirements and target market rules under MiFID II could pose challenges for asset managers and distributors, heard attendees of the ALFI European Asset Management Conference

Maijoor: Brexit cannot mean regulatory competition

21 March 2017 Luxembourg
Reporter: Stephanie Palmer

The European Securities and Markets Authority (ESMA) is taking steps to prevent “regulatory competition” between EU member states as the UK prepares to exit the union, Steven Maijoor, chair of the authority, has warned

EU market participants too busy for CMU

20 March 2017 Brussels
Reporter: Drew Nicol

EU financial market participants are too bogged down in regulatory implementation to make the most of capital market opportunities, according to a BNY Mellon regional chief

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