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All regulation news

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FINMA approves first derivatives trade repository


14 March 2017 Zurich
Reporter: Stephanie Palmer

SIX Securities Services has received approval from the Swiss Financial Market Supervisory Authority to officially launch its Swiss derivative trade repository, subject to certain conditions
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EC unveils PRIIPs RTS amendments


09 March 2017 Brussels
Reporter: Stephanie Palmer

The European Commission has released the updated regulatory technical standards for PRIIPs, responding to concerns from the European Parliament
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NEX launches cross-regulation reporting platform


09 March 2017 London
Reporter: Stephanie Palmer

NEX Optimisation is bringing its suite of regulatory reporting services under a single umbrella with the launch of its NEX Regulatory Reporting solution
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ITAS: UCITS V not smooth sailing yet


02 March 2017 Luxembourg
Reporter: Stephanie Palmer

Although UCITS V has already been implemented, there are still issues that local regulators need to iron out, according to a speaker at ITAS Luxembourg
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LSEG-Deutsche Börse merger hits new roadblock


27 February 2017 London
Reporter: Stephanie Palmer

The proposed merger of the London Stock Exchange Group (LSEG) and Deutsche Börse has hit yet another stumbling block, as the board of LSEG declined to comply with fresh demands from the European Commission
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EU watchdogs lay down the law on VM deadline


24 February 2017 Brussels
Reporter: Drew Nicol

The EU supervisory authorities have chastised the union’s financial services industry for failing to meet the already delayed deadline for exchanging variation margin
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New York takes steps to stop cyber crime


24 February 2017 New york
Reporter: Stephanie Palmer

The New York Department of Financial Services has implemented new cyber security regulatory requirements for financial services companies, effective from 1 March
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UK and Ontario regulators team up for fintech


23 February 2017 London
Reporter: Stephanie Palmer

The UK’s Financial Conduct Authority and the Ontario Securities Commission have signed a cooperation agreement to support financial technology start-ups entering each market
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Abide makes MiFID II APA and ARM bid


23 February 2017 London
Reporter: Stephanie Palmer

Abide Financial, part of the NEX Group, has applied to the UK’s FCA to become an APA provider and an ARM under MiFID II
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OFR: Margin requirement rise could prevent shocks


22 February 2017 London
Reporter: Drew Nicol

Market regulators must raise margin requirements for over-the-counter derivative transactions in order to avoid amplifying liquidity issues during stress scenarios, according to the US OFR
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Central Asian banks in SWIFT take-up


21 February 2017 Brussels
Reporter: Stephanie Palmer

Financial institutions in Turkmenistan and Uzbekistan have signed up to the SWIFT Know Your Customer registry
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CFTC offers respite from 1 March margin deadline


16 February 2017 Washington DC
Reporter: Drew Nicol

Swaps dealers have been gifted a seven-month grace period to finalise their compliance infrastructures for the new variation margin requirements set to come into force on 1 March