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Regulations, technology and emerging markets, oh my


10 November 2016 London
Reporter: Stephanie Palmer

Regulatory change, technological development and emerging markets are affecting strategic thinking regarding global capital, according to a Deutsche Bank and FT Remark survey of 200 financial market participants...
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PRIIPs granted 12-month hiatus


09 November 2016 Brussels
Reporter: Stephanie Palmer

The European Commission has bowed to pressure from the Parliament and Council and agreed to delay the regulation on key information documents for packaged retail and insurance-based investment products by 12 months...
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EACH: CCPs have ‘extreme’ scenarios covered


18 October 2016 Brussels
Reporter: Stephanie Palmer

CCPs are already strong enough to withstand the ‘extreme but plausible’ scenario that would trigger a resolution strategy, as outlined by regulatory authorities...
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ESMA focusing on MiFID II for 2017


17 October 2017 Paris
Reporter: Stephanie Palmer

MiFIR and MiFID II will be a key priority for the European Securities and Markets Association (ESMA) over the next year, according to the association’s 2017 work programme...
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UCITS funds enjoy new allocation growth


17 October 2016 Frankfurt
Reporter: Drew Nicol

The regulatory burdens confining the investment strategies of alternative UCITS are not dissuading investors, according to a Deutsche Bank survey...
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SEC bolsters reporting and liquidity rules


14 October 2016 Washington DC
Reporter: Stephanie Palmer

The US Securities and Exchange Commission has voted to adopt changes to reporting and disclosure of information rules for registered investment companies...
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AIFMs’ queries on SFTR answered


07 October 2016 Paris
Reporter: Stephanie Palmer

ESMA has continued its campaign for clarity around the SFTR, responding to a request for clarification on its effect on alternative investment fund managers...
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ESMA bows to market pressure on SFTR


03 October 2016 Paris
Reporter: Drew Nicol

The European Securities Markets Authority has avoided creating a “major liquidity issue” by revising the Securities Financing Transaction Regulation’s collateral reporting rules...
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SmartStream’s Corona wins Dutch mandate


20 September 2016 Amsterdam
Reporter: Stephanie Palmer

Dutch Bank Mendes Gans will implement SmartStream’s Corona Cash and Liquidity solution to help it meet regulatory transaction reporting requirements...
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Banks on track with Basel Capital requirements


15 September 2016 Basel
Reporter: Stephanie Palmer

Important financial institutions are largely meeting their targets for Basel III capital requirements, according to the latest BCBS Basel II Monitoring Report...
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EU regulators dismiss OTC amendments


12 September 2016 Basel
Reporter: Drew Nicol

Three European regulators have joined forces to voice their disagreement with the European Commission’s proposed amendments to the final draft RTS for OTC derivatives...