All regulation news

The Verve Group launches Dextera software

28 September 2023 UK
Reporter: Klea Neza

The software enables oversight of a firm’s compliance, team, training and business operations, providing a framework and a central place to collaborate on all regulatory and operational matters

UK regulators push back final phase of Basel III reforms

27 September 2023 UK
Reporter: Bob Currie

The UK Prudential Regulation Authority (PRA) has pushed back the implementation date for the final phase of Basel III reforms in the UK by six months to 1 July 2025

Consortium of five banks to collaborate on position reporting

26 September 2023 Global
Reporter: Jamie Richards

Droit will provide technology for the new Endoxa Consortium, formed by HSBC, Barclays, Goldman Sachs, BNP Paribas and an as-yet unnamed fifth partner

Riksbank and the Bank of England reaffirm commitment to LCH oversight cooperation

25 September 2023 UK
Reporter: Jamie Richards

The Swedish and UK central banks have released a statement expressing continued commitment to their joint oversight of LCH Ltd.

AFME comments on EU Retail Investment Strategy proposals

30 August 2023 UK
Reporter: Lucy Carter

AFME has outlined member concerns around the EU Retail Investment Strategy proposals, responding to the EU Commission’s ‘Have your say’ consultation on the matter

ESMA consults on operating procedures for cryptoasset service providers

21 August 2023 EU
Reporter: Bob Currie

The consultation package provides a framework to guide the activities of service providers under the Regulation on Markets in Cryptoassets (MiCA), which entered into force in the European Union on 29 June 2023

MAS releases stablecoin regulatory framework

16 August 2023 Singapore
Reporter: Lucy Carter

The framework follows feedback from MAS’ October 2022 public consultation on the topic, and aims to ensure a high degree of value stability for stablecoins regulated in Singapore

FCA publishes draft amendments to validation rules of SFTR

04 August 2023 UK
Reporter: Jenna Lomax

The draft amendments have been put forward to support the ongoing reporting of securities financing transactions under the post-Brexit UK version of SFTR

BoE proposes extra powers to restrict payments to CCP shareholders in stress conditions

03 August 2023 UK
Reporter: Bob Currie

As part of its responsibility to preserve financial stability, the Bank of England has proposed additional powers to restrict discretionary payments to CCP shareholders or employees in severe circumstances, including dividends and share buy-backs

FCA updates guidance on regulatory reporting for short sales and SFTs

28 July 2023 UK
Reporter: Bob Currie

The UK financial regulator will extend temporary measures introduced in January 2022 relating to short sales reporting under UK RTS 22 and there will be no penalty for firms that fail to complete SFT fields and other indicators

FCA to offer Digital Sandbox on permanent basis

21 July 2023 UK
Reporter: AST

The UK regulator will extend access to the scheme to a wider range of start-ups and will allow data providers to list their data on the platform, extending access to over 200 synthetic, public or anonymised data sets

ESMA releases UCITS and AIFMD sanction reports

21 July 2023 France
Reporter: Lucy Carter

ESMA has published its 2022 report on sanctions under the Undertakings for Collective Investments in Transferable Securities directive and the Alternative Investment Fund Managers Directive

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