These amendments, the SEC says, are designed to reduce the risk of investor runs on MMFs during periods of market stress by boosting MMF liquidity, improving transparency and reinforcing anti-dilution practices
This announcement extends HMT proposals advanced under the December 2022 “Edinburgh Reforms” that are designed to exploit the UK’s exit from the European Union to develop its own UK-tailored financial services legislation
The European Union’s financial markets watchdog has published a guide to post-trade transparency requirements and guidance regarding how to apply commitments under the Markets in Financial Instruments Regulation in a consistent way
The EU’s financial markets regulator and supervisor aims to assess the compliance of supervised asset managers with relevant provisions of SFDR, the Taxonomy Regulation, UCITS and AIFMD
The BCBS has published the findings of its review, which began in April 2021, integrating advances in best practice and lessons learnt by the Financial Sector Assessment Program
According to SteelEye’s 2023 Annual Compliance Health Check Report, integrated surveillance is now a key investment area for over a quarter of financial firms
