All regulation news

Gibraltar and Swiss authorities sign MoU agreement

17 December 2014 Gibraltar
Reporter: Stephanie Palmer

The Swiss Financial Markets Supervisory Authority and the Gibraltar Financial Services Commission have signed an agreement to work together in the supervision of alternative investment fund managers...

SEC: Stress tests and transition planning is the key

12 December 2014 New York
Reporter: Stephanie Palmer

Regulations must evolve with the asset management industry, with more focus on stress-testing and enhanced data reporting, according to Mary Jo White, chair of the US SEC...

Concerns over compliance costs in 2015

12 December 2014 London
Reporter: Stephanie Palmer

Asset managers, pension funds, banks and insurers expect to spend more on tax and regulations in 2015 and the following years, according to a poll by BNY Mellon at its annual Tax and Regulatory Forum...

SWIFT launches KYC registry

11 December 2014 Brussels
Reporter: Stephanie Palmer

SWIFT has launched its Know Your Customer registry for correspondent banks, aiming to increase efficiency and reduce risks...

Centralisation will lead to stability, says SWIFT

10 December 2014 La Hulpe
Reporter: Stephanie Palmer

SWIFT has cited centralisation, common frameworks and emergency liquidity provision as part of basic criteria that the financial industry should embrace for stability in a geographically integrated market...

SEI launches AIFMD reporting solution

08 December 2014 Oaks, PA
Reporter: Stephanie Palmer

SEI has introduced a solution for the Annex IV reporting required under the European Alternative Investment Fund Managers Directive...

Banks not ready for real-time nostro payments

08 December 2014 La Hulpe
Reporter: Stephanie Palmer

Only 39 percent of banks can confirm payments by nostro service providers in real time, according to a survey conducted by SWIFT...

TriOptima and DTCC connect for EMIR compliance

04 December 2014 London
Reporter: Stephanie Palmer

TriOptima and DTCC have launched operations in data connectivity between DTCC’s Derivatives Repository Ltd and TriOptima’s triResolve portfolio reconciliation service...

SEC votes for more regulation in securities

24 November 2014 Washington DC
Reporter: Stephanie Palmer

The US Securities and Exchange Commission has voted to adopt new rules for compliance and integrity in securities markets...

CDS transparency could benefit market, says IOSCO

18 November 2014 Madrid
Reporter: Stephanie Palmer

Mandatory post-trade transparency in the credit default swaps CDS market could benefit market participants and observers, according to a report by the IOSCO...

Fundsquare and Silverfinch unite in time for Solvency II

17 September 2014 Dublin
Reporter: Stephanie Palmer

Silverfinch and Fundsquare have announced a partnership to provide a Solvency II regulatory reporting solution to insurers and asset managers throughout the European Union...

Concerns over regulations and manual processes

12 November 2014 Boston
Reporter: Stephanie Palmer

Increased regulatory requirements and the risks of manual processing have emerged as the biggest concerns in management of client and legal entity data, according to a survey published by Aite Group...

Get in touch

Home

Facebook

RSS feed

News