Home   News   Features   Interviews   Magazine Archive   Industry Awards  
Subscribe
Securites Lending Times logo
Leading the Way

Global Asset Servicing News and Commentary
≔ Menu
Securites Lending Times logo
Leading the Way

Global Asset Servicing News and Commentary
News by section
Subscribe
⨂ Close
  1. Home
  2. Regulation news
  3. All regulation news

All regulation news

Generic business image for news article

Hard-to-value assets among top AIFMD reporting worries


23 December 2014 London
Reporter: Stephanie Palmer

Kinetic Partners has outlined the three top challenges faced by firms under the alternative investment fund manager’s directive (AIFMD) Annex IV reporting requirements...
Generic business image for news article

Deutsche Börse DAX indices are IOSCO compliant


23 December 2014 Frankfurt
Reporter: Stephanie Palmer

Deutsche Börse has announced that its DAX index family officially comply with the international Organisation of Securities Commission’s (IOSCO’s) principles for financial benchmarks...
Generic business image for news article

Gibraltar and Swiss authorities sign MoU agreement


17 December 2014 Gibraltar
Reporter: Stephanie Palmer

The Swiss Financial Markets Supervisory Authority and the Gibraltar Financial Services Commission have signed an agreement to work together in the supervision of alternative investment fund managers...
Generic business image for news article

SEC: Stress tests and transition planning is the key


12 December 2014 New York
Reporter: Stephanie Palmer

Regulations must evolve with the asset management industry, with more focus on stress-testing and enhanced data reporting, according to Mary Jo White, chair of the US SEC...
Generic business image for news article

Concerns over compliance costs in 2015


12 December 2014 London
Reporter: Stephanie Palmer

Asset managers, pension funds, banks and insurers expect to spend more on tax and regulations in 2015 and the following years, according to a poll by BNY Mellon at its annual Tax and Regulatory Forum...
Generic business image for news article

SWIFT launches KYC registry


11 December 2014 Brussels
Reporter: Stephanie Palmer

SWIFT has launched its Know Your Customer registry for correspondent banks, aiming to increase efficiency and reduce risks...
Generic business image for news article

Centralisation will lead to stability, says SWIFT


10 December 2014 La Hulpe
Reporter: Stephanie Palmer

SWIFT has cited centralisation, common frameworks and emergency liquidity provision as part of basic criteria that the financial industry should embrace for stability in a geographically integrated market...
Generic business image for news article

SEI launches AIFMD reporting solution


08 December 2014 Oaks, PA
Reporter: Stephanie Palmer

SEI has introduced a solution for the Annex IV reporting required under the European Alternative Investment Fund Managers Directive...
Generic business image for news article

Banks not ready for real-time nostro payments


08 December 2014 La Hulpe
Reporter: Stephanie Palmer

Only 39 percent of banks can confirm payments by nostro service providers in real time, according to a survey conducted by SWIFT...
Generic business image for news article

TriOptima and DTCC connect for EMIR compliance


04 December 2014 London
Reporter: Stephanie Palmer

TriOptima and DTCC have launched operations in data connectivity between DTCC’s Derivatives Repository Ltd and TriOptima’s triResolve portfolio reconciliation service...
Generic business image for news article

SEC votes for more regulation in securities


24 November 2014 Washington DC
Reporter: Stephanie Palmer

The US Securities and Exchange Commission has voted to adopt new rules for compliance and integrity in securities markets...
Generic business image for news article

CDS transparency could benefit market, says IOSCO


18 November 2014 Madrid
Reporter: Stephanie Palmer

Mandatory post-trade transparency in the credit default swaps CDS market could benefit market participants and observers, according to a report by the IOSCO...