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Transaction reporting still not a priority for firms despite recent ESMA fine, finds ACA Group
03 May 2022 UK
Reporter: Jenna Lomax

Compliance advisor, ACA Group has found that transaction reporting is still not a priority for firms, despite the European Securities and Markets Authority’s fine given to REGIS-TR last year

Most firms still struggling with transaction reporting obligations, finds ACA Group
03 February 2022 UK
Reporter: Jenna Lomax

New research from ACA Group has revealed that 97 per cent of reports under Markets in Financial Instruments Regulation and European Market Infrastructure Regulation contained inaccuracies in 2021

FIA EPTA welcomes EC proposals on MiFIR and MiFID II reviews
29 November 2021 Belgium
Reporter: Rebecca Delaney

European capital markets require threefold policy action based on building a true EU single market for financial instruments, improved data quality and transparency in European markets, and strengthened investor protection standards

FINBOURNE Technology to drive development of a consolidated tape
22 November 2021 UK
Reporter:

FINBOURNE Technology aims to drive the creation of a Consolidated Tape Provider (CTP), relating to the EU’s MiFID and MiFIR frameworks, as part of the Capital Markets Union plan

Austria’s CMTA chooses deltaconX for regulatory compliance
03 November 2021 Austria
Reporter: Jenna Lomax

CMTA has chosen deltaconX to fulfil its Markets in Financial Instruments Regulation obligations under Article 26 from 2022

Tim Hartley joins Kaizen Reporting
02 November 2021 UK
Reporter: Jenna Lomax

Tim Hartley has joined Kaizen Reporting as director of European Market Infrastructure Regulation reporting

Mark Husler leaves UnaVista for property management role
29 September 2021 UK
Reporter: Jenna Lomax

Mark Husler, managing director and CEO of UnaVista, has stepped down from his role to become managing director of property development company, NovaVita

ESMA prioritises sustainability, CMU and digitalisation for 2022
28 September 2021 EU
Reporter: Bob Currie

EU securities market regulator takes on new supervisory powers for benchmarks and data service providers and will concentrate on building a single rulebook and promoting its role as an EU capital markets data hub

Qomply joins forces with Euronext
21 September 2021 UK
Reporter: Jenna Lomax

According to Qomply and Euronext, by linking services, the companies will be able to provide their clients with a solution that reduces cost and eradicates the complications that often come with the integration of separate solutions

REGIS-TR partners with Reg-X
17 August 2021 Luxembourg
Reporter: Jenna Lomax

Reg-X is a provider of reporting and compliance solutions in the regulatory space, which includes regulatory reporting solutions, platforms and consulting services

EXCLUSIVE: UnaVista to close its SFTR trade repository
30 July 2021 United Kingdom
Reporter: Bob Currie

UnaVista, the regulatory reporting platform owned by London Stock Exchange Group, has announced that it will discontinue its SFTR trade repository service from 31 January 2022

ESMA publishes MIFID II/MIFIR annual review report
28 July 2021 France
Reporter: Jenna Lomax

The European Securities and Markets Authority (ESMA) has advised the European Commission to move to stage three of the phase-in for the transparency requirements for RTS 2 under MiFID II/MiFIR suitability requirements